Paul B. Thompson

ASCENSION CAPITAL ADVISORS

Houston, TX 77056

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CRD#: 1334491

Professional summary

Paul Bundy Thompson is a registered financial advisor currently at ASCENSION CAPITAL ADVISORS, INC. located in Houston, Texas.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Paul has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 53 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) PAUL B. THOMPSON IS A LICENSED INSURANCE AGENT. He HAS SOME CLIENTS INQUIRE ABOUT LIFE INSURANCE & FIXED ANNUITIES. THIS IS PROVIDED FOR IN OUR OFFICES LISTED ABOVE. USUAL AMOUNT OF TIME PER MONTH IS 3-5 HOURS. 2) PAUL B. THOMPSON PROVIDED BOOKKEEPING SERVICES FOR HIS FAMILIES INTEREST. THIS IS AN OIL & GAS RELATED ENTITY. 3) LARCHMONT PARTNERS - PAUL B. THOMPSON IS ALSO A PARTNER WITH HIS BROTHER WHEREAS THEY HAVE INTEREST IN GENERAL SECURITIES & OIL & GAS PARTNERSHIP THROUGH A FAMILY PARTNERSHIP; START DATE: 9/30/07 4) The Lorraine and Jeannette Clift George Charitable Foundation. Not Investment Related. 1400 Post Oak Blvd, Suite 950, Houston, TX 77056. Charitable Foundation. Trustee. 02/2018. 3-5 Hrs/Mo; 0 During Trading Hours. Assist Organization in Establishing Policies and Procedures for a Foundation.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Bundy Thompson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 17, 1997 - Present

ASCENSION CAPITAL ADVISORS, INC.

Office #1: 4900 Woodway Drive Suite 1150, Houston, TX 77056

RIA

CRD#: 109518

Houston, TX

Past

February 12, 2010 - February 1, 2019

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

HOUSTON, TX

Past

January 2, 1991 - February 12, 2010

DOMINION INVESTOR SERVICES, INC.

CRD#: 21548

HOUSTON, TX

Past

December 7, 1989 - December 31, 1990

T.L. REED SECURITIES, INC.

CRD#: 19875

Past

May 15, 1987 - December 20, 1989

BELL, CLOUD & THOMPSON SECURITIES, INC.

CRD#: 19020

Past

December 18, 1986 - May 28, 1987

MOMENTUM INDEPENDENT NETWORK INC.

CRD#: 17587

Past

February 21, 1985 - January 2, 1987

FSC SECURITIES CORPORATION

CRD#: 7461

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ASCENSION CAPITAL ADVISORS, INC.

CRD#: 109518 / SEC#: 801-57951

RIA

Registered Investment Advisory firm - (9/15/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(10/17/1997)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/8/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/18/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 4/3/1989

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 2/16/1985

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 4/30/1987

Municipal Securities Principal Examination

Current Firm

ASCENSION CAPITAL ADVISORS, INC.

CRD#: 109518 / SEC#: 801-57951

RIA

Registered Investment Advisory firm - (9/15/2000 Approved)

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Contact information

Main Address

4900 Woodway Drive Suite 1150, Houston, TX 77056

Mailing Address

Phone number

(713) 952-6900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A AND 2B JULY 2025 (7/7/2025)

Regulatory assets under management

Total Number of Accounts	519
AUM (Assets Under Management)	$ 634,287,172

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/22/2024	Cover Page	Report
01/18/2024	Cover Page	Report
01/18/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Paul B. Thompson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Bundy Thompson's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

DOMINION INVESTOR SERVICES, INC.

T.L. REED SECURITIES, INC.

BELL, CLOUD & THOMPSON SECURITIES, INC.

MOMENTUM INDEPENDENT NETWORK INC.

FSC SECURITIES CORPORATION

Primary Firm SEC Registration

ASCENSION CAPITAL ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/8/1999

Series 63

Date: 3/18/1985

SIE

Date: 10/1/2018

Series 3

Date: 4/3/1989

Series 7

Date: 2/16/1985

Series 53

Date: 4/30/1987

Current Firm

ASCENSION CAPITAL ADVISORS, INC.

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ASCENSION CAPITAL ADVISORS, INC.

TRUST BUT VERIFY

Contact information

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