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Marc Keith Starsky

CRD# 1334411·Registered 1985 - 2008
Previously Registered: Being a previously registered professional could mean that Marc is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Marc Keith Starsky, who also goes by Mark K Starsky, was a registered financial advisor. Marc was a previously registered financial professional and started their career in finance 1985 - 2008. Marc had worked at 9 firms and has passed the Series 63, Series 25 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mark K Starsky

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

41 years in the financial services industry

Current & Past Employments

MAVEN SECURITIES, INC.·CRD# 141917
BD
New York, NY
October 27, 2006 - January 30, 2008
GROSS, ARTHUR J·CRD# 125975
BD
New York, NY
May 19, 2005 - October 27, 2006
LABRANCHE FINANCIAL SERVICES, LLC·CRD# 7432
BD
New York, NY
July 9, 2001 - January 23, 2003
QUATTRO M SECURITIES INC.·CRD# 39289
BD
New York, NY
October 1, 2000 - May 18, 2005
TIJA MANAGEMENT, INC.·CRD# 11069
BD
New York, NY
June 26, 1996 - February 18, 2000
DEUTSCHE IXE, LLC·CRD# 7172
BD
New York, NY
August 17, 1993 - March 1, 1994
CREDIT SUISSE SECURITIES (USA) LLC·CRD# 816
BD
New York, NY
October 10, 1991 - November 2, 1992
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
September 6, 1991 - October 15, 1991
GOLDMAN SACHS & CO. LLC·CRD# 361
BD
New York, NY
April 23, 1985 - July 3, 1991

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Current Firm

MS
MAVEN SECURITIES, INC.

MAVEN SECURITIES, INC.

CRD#: 141917 / SEC#: 8-67416
BD
Terminated by SEC on 03/30/2008

Contact Information

Established

New York since 08/11/2006

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
GROSS, ARTHUR JCEO, CFO, CCO, DIRECTOR1256902

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1985About the Series 63 exam

Series 25 — NYSE Trading Assistant Examination

Passed Mar 2000

Series 7 — General Securities Representative Examination

Passed Apr 1985About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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