Patrick H. Mooney
Professional summary
Patrick Henry Mooney, who also goes by Patrick H Mooney, is a registered financial professional currently at MEDIOBANCA SECURITIES USA LLC located in New York, New York.
Patrick is registered as a RR (Registered Representative) and started their career in finance in 1987. Patrick has worked at 13 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Patrick Henry Mooney's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 1, 2024 - Present
MEDIOBANCA SECURITIES USA LLC
Office #1: 1450 Broadway 37th Floor, New York, NY 10018January 4, 2023 - April 24, 2023
CAMBRIDGE INTERNATIONAL SECURITIES, LLC
August 8, 2012 - February 2, 2021
UNICREDIT CAPITAL MARKETS LLC
September 28, 2010 - April 12, 2012
BMO CAPITAL MARKETS CORP.
July 27, 2009 - January 21, 2010
WELLS FARGO SECURITIES, LLC
June 27, 2007 - December 16, 2008
TRUIST SECURITIES, INC.
December 1, 2006 - February 6, 2007
ADVISORS ASSET MANAGEMENT, INC.
July 7, 2004 - April 25, 2006
WELLS FARGO SECURITIES, LLC
December 10, 2003 - July 1, 2004
COMMERZBANK CAPITAL MARKETS CORP.
July 13, 1998 - October 10, 2003
ABN AMRO INCORPORATED
September 22, 1993 - July 13, 1998
UBS SECURITIES LLC
May 27, 1993 - October 1, 1993
J.P. MORGAN SECURITIES LLC
March 28, 1991 - June 8, 1993
UBS SECURITIES LLC
February 15, 1991 - April 12, 1991
BANEXI INC.
May 8, 1989 - February 6, 1990
BANEXI INC.
October 20, 1987 - June 28, 1988
WAFRA SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/1/2024)
Exams
FINRA
Current Firm
MEDIOBANCA SECURITIES USA LLC
CRD#: 143189 / SEC#: , 8-67538
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MEDIOBANCA BANCA DI CREDITO FINANZIARIO S.P.A. | 100% OWNER | |
| ACHZET, DAVID EDWARD | CHIEF COMPLIANCE OFFICER | 1209132 |
| ALMERINI, LOUIS ACHILLE | FINOP/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICER | 1605183 |
| PULA, MASSIMILIANO | CEO | 5446174 |
| ROMEO, ROBERTO | DIRECTOR | 7640931 |
| ROTUNNO, ANNALISA | DIRECTOR | 7640314 |
Red Flags
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