Sandra H. Eisenberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sandra Harol Eisenberg, who also goes by Sandi Eisenberg, Sandra H Eisenberg, was a registered financial professional .
Sandra is a previously registered financial professional and started their career in finance in 1985. Sandra had worked at 12 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 1, 2001 - June 21, 2022
BESTVEST INVESTMENTS, LTD.
January 4, 1994 - July 31, 2001
FIRST LIBERTY INVESTMENT GROUP, INC.
September 25, 1992 - December 31, 1993
FIRST OF PHILADELPHIA INVESTMENT GROUP, INC.
February 8, 1990 - September 30, 1992
HYM FINANCIAL, INC.
February 6, 1990 - February 9, 1990
PLANNED INVESTMENTS INC.
October 27, 1989 - February 21, 1990
FOCUS II SECURITIES, INC.
October 28, 1988 - November 14, 1989
CADARET, GRANT & CO., INC.
June 15, 1987 - November 17, 1988
FOCUS SECURITIES, INC.
July 29, 1986 - July 9, 1987
INTEGRATED RESOURCES EQUITY CORPORATION
December 4, 1985 - July 31, 1986
INTERNATIONAL MONEY MANAGEMENT GROUP, INC.
June 11, 1985 - November 25, 1985
CAPITOL SECURITIES MANAGEMENT, INC.
March 21, 1985 - June 7, 1985
INVESTORS SECURITY COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BESTVEST INVESTMENTS, LTD.
CRD#: 40302 / SEC#: , 8-49007
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OC HOLDINGS LLC | OWNER | |
| COONEY, WILLIAM GRESHAM | CHIEF COMPLIANCE OFFICER | 1333702 |
| OCONNOR, JAMES WILLIAM | PRESIDENT AND FINANCIAL PRINCIPAL |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
