Margaret M. Quigley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Margaret Mary Quigley, who also goes by Margaret M Quigley, was a registered financial professional .
Margaret is a previously registered financial professional and started their career in finance in 1987. Margaret had worked at 6 firms and has passed the Series 63, Series 55, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 19, 2011 - July 17, 2014
TELSEY ADVISORY GROUP LLC
March 9, 2006 - March 9, 2011
CITIZENS JMP SECURITIES, LLC
July 8, 2002 - November 1, 2004
SUSQUEHANNA FINANCIAL GROUP, LLLP
October 1, 1997 - May 9, 2002
BANC OF AMERICA SECURITIES LLC
February 5, 1997 - October 1, 1997
MONTGOMERY SECURITIES
June 23, 1987 - January 23, 1997
SALOMON BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 9/7/2006
Limited Representative-Equity Trader ExamCurrent Firm
TELSEY ADVISORY GROUP LLC
CRD#: 148234 / SEC#: , 8-67988
Contact information
FINRA licenses (19 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
