Norma E. Finkner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Norma Edith Finkner was a registered financial professional .
Norma is a previously registered financial professional and started their career in finance in 1985. Norma had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 12, 2016 - May 10, 2017
CHESAPEAKE FINANCIAL PLANNING
June 22, 2007 - June 28, 2007
OSAIC SERVICES, INC.
May 16, 2007 - October 28, 2016
CHESAPEAKE FINANCIAL PLANNING
October 31, 2005 - April 19, 2017
OSAIC SERVICES, INC.
May 19, 1992 - October 31, 2005
SUNAMERICA SECURITIES, INC.
November 2, 1990 - May 19, 1992
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
January 21, 1986 - December 24, 1986
AMERICAN EXPRESS FINANCIAL CORPORATION
February 25, 1985 - November 9, 1990
AMERIPRISE FINANCIAL SERVICES, LLC
February 21, 1985 - March 15, 1985
PRINCIPAL SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
CHESAPEAKE FINANCIAL PLANNING
CRD#: 283715 / SEC#: 801-117791
Contact information
Red Flags
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