Kent P. Burke
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kent Pharr Burke, who also goes by Kent P Neilson, Kent Pharr Neilson, Evelyn Ken Pharr, Evelyn Kent Pharr, was a registered financial professional .
Kent is a previously registered financial professional and started their career in finance in 1985. Kent had worked at 6 firms and has passed the Series 63, Series 7TO, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 23, 2017 - August 3, 2021
FIRST TRYON SECURITIES, LLC
November 9, 2004 - August 14, 2015
ROBERT W. BAIRD & CO. INCORPORATED
November 3, 2000 - June 18, 2004
LEGG MASON WOOD WALKER, INCORPORATED
February 3, 1998 - October 31, 2000
WACHOVIA SECURITIES, INC.
May 2, 1994 - December 23, 1997
BANC OF AMERICA SECURITIES LLC
February 6, 1989 - April 29, 1994
WACHOVIA SECURITIES, INC.
July 15, 1985 - April 29, 1994
WACHOVIA SECURITIES, INC.
February 6, 1985 - August 7, 1985
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/12/2024
General Securities Representative ExaminationCurrent Firm
FIRST TRYON SECURITIES, LLC
CRD#: 7336 / SEC#: , 8-21426
Contact information
FINRA licenses (3 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BRUNNEMER & CO. | MEMBER | |
| BRUNNEMER, HUBER KEITH III | MEMBER, CEO, PRESIDENT AND EXECUTIVE REPRESENTATIVE | 2758256 |
| BECK, ERIC JASON | CCO | 4824373 |
| BRUNNEMER, HEBER KEITH JR | MEMBER | 33824 |
| CARPENTER, MARGARET BRUNNEMER MS. | MEMBER, CHIEF FINANCIAL OFFICER, FINOP, | 2042716 |
| HOWELL, ELIZABETH WARREN | MEMBER, SENIOR VICE PRESIDENT | 4791377 |
| JOSEPH, ERIC MICHAEL | MEMBER, SENIOR VICE PRESIDENT | 4001509 |
| WARDLAW, CRAIG M JR. | MEMBER, SENIOR VICE PRESIDENT | 5316503 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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