Mark H. Goldwasser
Professional summary
Mark Harry Goldwasser, who also goes by Goldie Goldwasser, Mark Goldwasser, is a registered financial professional currently at CEROS FINANCIAL SERVICES, INC. located in Rockville, Maryland.
Mark is registered as a RR (Registered Representative) and started their career in finance in 1985. Mark has worked at 10 firms and has passed the Series 63, Series 82TO, Series 79TO, Series 99TO, Series 72, SIE, Series 7, Series 8 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark Harry Goldwasser's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 2, 2019 - Present
CEROS FINANCIAL SERVICES, INC.
Office #1: 1445 Research Blvd., Ste 530, Rockville, MD 20850Office #2: 110 E Broward Blvd Suite 1761, Fort Lauderdale,, FL 33301August 15, 2017 - January 24, 2019
AEGIS CAPITAL CORP.
October 12, 2012 - July 8, 2016
VFINANCE INVESTMENTS, INC
July 12, 2000 - July 8, 2016
NATIONAL SECURITIES CORPORATION
July 1, 1998 - July 5, 2000
ABN AMRO SECURITIES LLC
March 31, 1997 - July 1, 1998
ING BARING (U.S.) SECURITIES, INC.
April 19, 1996 - March 25, 1997
SCHRODER & CO. INC.
October 31, 1995 - April 17, 1996
JEFFERIES LLC
February 15, 1995 - November 2, 1995
SCHRODER & CO. INC.
March 27, 1991 - January 19, 1995
LAZARD FRERES & CO. LLC
May 21, 1985 - March 18, 1991
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/12/2019)
(7/12/2019)
(4/12/2021)
(7/12/2019)
(4/12/2021)
(7/3/2019)
(4/12/2021)
(7/12/2019)
(7/10/2019)
(7/25/2019)
Exams
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 72
Date: 1/2/2023
Government Securities Representative ExaminationSeries 8
Date: 9/2/1999
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Nasdaq Stock Market
Current Firm
CEROS FINANCIAL SERVICES, INC.
CRD#: 37869 / SEC#: , 8-47955
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
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