George M. Schmidley

AFFILIATED FINANCIAL ADVISORS

Milwaukee, WI 53226

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CRD#: 1333934

Professional summary

George Matthew Schmidley is a registered financial advisor currently at AFFILIATED FINANCIAL ADVISORS INC located in Milwaukee, Wisconsin.

George is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. George has worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

GEORGE M. SCHMIDLEY,NON-INVESTMENT RELATED,2600 N MAYFAIR RD #200 MILWAUKEE, WI 53226,TAX PREPARATION,LIFE & HEALTH INS,OWNER/PRESIDENT,1985,20 HRS/MO ALL DURING SECURITY TRADING HRS,TAX PREPARATION & INSURANCE HOPE COMMUNITY FOUNDATION,INC.,NONINVESTMENT RELATED,2600 N MAYFAIR RD #640 MILWAUKEE, WI 53226,FOUNDER/PRESIDENT 501(C) WITH NO COMPENSATION,2001,3HRS/MO ALL DURING SECURITY TRADING HRS,BOOKKEEPING

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view George Matthew Schmidley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 1, 2000 - Present

AFFILIATED FINANCIAL ADVISORS INC

Office #1: 2600 North Mayfair Rd. Suite 200, Milwaukee, WI 53226

RIA

CRD#: 108154

Milwaukee, WI

Past

August 30, 2005 - December 31, 2009

CAPITAL FINANCIAL SERVICES, INC.

RIA

CRD#: 8408

MILWAUKEE, WI

Past

November 3, 1999 - May 31, 2011

CAPITAL FINANCIAL SERVICES, INC.

CRD#: 8408

MILWAUKEE, WI

Past

January 8, 1993 - November 3, 1999

GENEVA SECURITIES,INC.

CRD#: 16178

SCHAUMBURG, IL

Past

June 15, 1989 - January 19, 1993

ACS SECURITIES CORP.

CRD#: 16606

MADISON, WI

Past

January 23, 1985 - June 21, 1989

AFFILIATED INVESTMENT SECURITIES, INC.

CRD#: 10039

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AFFILIATED FINANCIAL ADVISORS INC

CRD#: 108154 / SEC#: 801-57519

RIA

Registered Investment Advisory firm - (4/21/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(5/15/2023)

IAR

Wisconsin
(6/1/2000)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/14/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/30/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/19/1985

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/9/1991

General Securities Principal Examination

Current Firm

AFFILIATED FINANCIAL ADVISORS INC

CRD#: 108154 / SEC#: 801-57519

RIA

Registered Investment Advisory firm - (4/21/2000 Approved)

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Contact information

Main Address

2600 North Mayfair Rd. Suite 200, Milwaukee, WI 53226

Mailing Address

Phone number

(414) 476-4999

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	2,129
AUM (Assets Under Management)	$ 462,110,856

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

George M. Schmidley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view George Matthew Schmidley's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPITAL FINANCIAL SERVICES, INC.

CAPITAL FINANCIAL SERVICES, INC.

GENEVA SECURITIES,INC.

ACS SECURITIES CORP.

AFFILIATED INVESTMENT SECURITIES, INC.

Primary Firm SEC Registration

AFFILIATED FINANCIAL ADVISORS INC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/14/1999

Series 63

Date: 1/30/1985

Series 7

Date: 1/19/1985

Series 24

Date: 10/9/1991

Current Firm

AFFILIATED FINANCIAL ADVISORS INC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AFFILIATED FINANCIAL ADVISORS INC

TRUST BUT VERIFY

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