DR
Donna L. Resch
ROBERT W. BAIRD & CO.
Louisville, KY 40241
Some features on this profile are disabled
CRD#: 1333719
DR
Professional summary
Donna Louise Resch, who also goes by Donna Louise Knable, Donna Knable Resch, is a registered financial advisor currently at ROBERT W. BAIRD & CO. INCORPORATED located in Louisville, Kentucky.
Donna is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Donna has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Donna Louise Knable | Donna Knable Resch
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)138 E SPRING ST LLC, NON-INVEST RELATED, MEMBER OF LLC THAT OWNS RENTAL PPTY, 1/2010, 10 MINUTES/MONTH AND 0 HRS DURING TRADING, DUTIES INCLUDE DEPOSIT RENTAL INCOME, PAY BILLS, AND PROVIDE INFO TO CPA. 2)415 BANK ST LLC, NON-INVEST RELATED, MEMBER OF LLC THAT OWNS RENTAL PPTY, 1/2008, 10 MINUTES/MONTH AND 0 HRS DURING TRADING, DUTIES INCLUDE DEPOSIT RENTAL INCOME, PAY BILLS, AND PROVIDE INFO TO CPA. 3)132 & 134 MARKET ST LLC, NON-INVEST RELATED, MEMBER OF LLC THAT OWNS RENTAL PPTY, 1/2008, 10 MINUTES/MONTH AND 0 HRS DURING TRADING, DUTIES INCLUDE DEPOSIT RENTAL INCOME, PAY BILLS, AND PROVIDE INFO TO CPA. 4)44 WEST 5TH ST LLC, NON-INVEST RELATED, MEMBER OF LLC THAT OWNS RENTAL PPTY, 1/2010, 10 MINUTES/MONTH AND 0 HRS DURING TRADING, DUTIES INCLUDE DEPOSIT RENTAL INCOME, PAY BILLS, AND PROVIDE INFO TO CPA. 6)234 PEARL ST LLC, LLC THAT OWNS PROPERTY, COLLECT AND DEPOSIT RENT, PAY BILLS, 1 HR/MO, 0 HRS/MO TRADING HOURS. 7)311 E MAIN ST LLC, LLC OWNS RENTAL PROPERTY, COLLECT RENT AND PAY BILLS, 1 HR/MO, O HRS/MO TRADING HOURS. 8)RESCH MAIN STREET PROPERTIES LLC, MEMBER, COLLECT RENTS AND PAY BILLS, 1 HR/MO, O HRS/MO TRADING HOURS. 9) RESCH PROPERTIES LLC, MEMBER, COLLECT RENTS AND PAY BILLS, 1 HR/MO, O HRS/MO TRADING HOURS. 10) 115 E CHESTNUT STREET PROPERTY LLC, START DATE 12/01/2017, MEMBER OF LLC, OWNS AND LEASES RENTAL PROPERTY, DEPOSIT RENTAL CHECKS, PAY BILLS, PROVIDE CPA INFO, 1 HR/MO, O HRS/MO TRADING. 11) 324 EAST MAIN STREET LLC, START DATE 01/01/2016, MEMBER OF LLC THAT OWNS RENTAL PROPERTY, 1 HR/MO, 0 HRS/MO TRADING. 114 E Market Street, Member of LLC set up to purchase rental property, collect rent and deposit checks, start date 01/24/2017, 1 hr/mo, 0 hrs/mo trading. 123 E Market Street, Member of LLC set up to purchase rental property, collect rent adn deposit checks, start date 01/14/2019, 1 hr/mo, 0 hrs/mo trading. 125 CHESTNUT STREET PROPERTY LLC, 125 CHESTNUT STREET, JEFFERSONVILLE, IN 47130, PURCHASE, RENOVATION AND RENTAL OF PROPERTY,DEPOSTING RENTAL CHECKS, PAYMENT OF EXPENSES, PROVIDE INFO TO CPA, START DATE, 07/15/2019, 5-10 MINUTES/MO, 0 HRS/TRADING. Name/Address: 400 PEARL STREET PROPERTY LLC 4025 Woodstone Dr New Albany IN 47119 Start Date: 6/1/21 Hours Spent: 0-2 hours/month Hours Spent During Trading: Zero Role/Responsibility: Owner/Landlord Non Investment Related Name/Address: 117 SPRING STREET PROPERTY LLC 4025 Woodstone Dr New Albany IN 47119 Start Date: 6/1/21 Hours Spent: 0-2 hours/month Hours Spent During Trading: Zero Role/Responsibility: Owner/Landlord Non Investment Related Name/Address: The Culbertson Home for Old Ladies 4025 Woodstone Dr New Albany IN 47150 Start Date: 6/2/16 Hours Spent: 0-2 hours/month Hours Spent During Trading: Zero Role/Responsibility: Board President with check signing authority Investment Related Name/Address: Rental Property 134 Spring Street Jeffersonville IN 47130 Start Date: 8/1/20 Hours Spent: 0-2 hours/month Hours Spent During Trading: Zero Role/Responsibility: Rental Property Owner Non Investment Related Name/Address: Rental Property 115 E Market St New Albany IN 47150 Start Date: 1/3/22 Hours Spent: 0-2 hours/month Hours Spent During Trading: Zero Role/Responsibility: Owner/Landlord Non Investment Related Name/Address: Rental Property 527 Pearl Street New Albany IN 47150 Start Date: 5/28/25 Hours Spent: 0-2 hours/month Hours Spent During Trading: Zero Role/Responsibility: Rental Property Owner Non Investment Related Name/Address: Rental Property 325 E Market Street LLC 325 Market Street New Albany IN 47119 Start Date: 5/28/25 Hours Spent: 0-2 hours/month Hours Spent During Trading: Zero Role/Responsibility: Rental Property Owner Non Investment Related
CRS (Client Relationship Summary) - RIA
Click below to view Donna Louise Resch's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Donna Louise Resch's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 18, 2019 - Present
ROBERT W. BAIRD & CO. INCORPORATED
Office #1: 4803 Olympia Park Plaza 4th Floor, Suite 4000, Louisville, KY, 40241RIA
BD
CRD#: 8158
Louisville, KY
Current
October 18, 2019 - Present
ROBERT W. BAIRD & CO. INCORPORATED
Office #1: 4803 Olympia Park Plaza 4th Floor, Suite 4000, Louisville, KY, 40241RIA
BD
CRD#: 8158
Louisville, KY
Past
January 6, 2004 - October 18, 2019
J.J.B. HILLIARD, W.L. LYONS, LLC
RIA
CRD#: 453
LOUISVILLE, KY
Past
April 8, 1989 - October 18, 2019
J.J.B. HILLIARD, W.L. LYONS, LLC
BD
CRD#: 453
LOUISVILLE, KY
Past
November 30, 1987 - March 8, 1989
NATIONAL CITY INVESTMENTS CORPORATION
BD
CRD#: 17365
Past
January 23, 1985 - May 7, 1987
J.J.B. HILLIARD, W.L. LYONS, LLC
BD
CRD#: 453
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ROBERT W. BAIRD & CO. INCORPORATED
BAIRD | THE DDK GROUP | ROBERT W. BAIRD & CO. INCORPORATED | CHAUTAUQUA CAPITAL MANAGEMENT | BAIRD PRIVATE WEALTH MANAGEMENT | BAIRD PRIVATE ASSET MANAGEMENT | BAIRD INSTITUTIONAL EQUITIES & RESEARCH | BAIRD GENERATIONAL WEALTH GROUP | BAIRD EQUITY ASSET MANAGEMENT | BAIRD ADVISORS
CRD#: 8158 / SEC#: 801-7571, 8-497
RIA
Registered Investment Advisory firm - SEC (7/14/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/18/2019)
RR
Alaska(3/24/2025)
RR
Arizona(10/18/2019)
RR
California(10/18/2019)
RR
Colorado(10/18/2019)
RR
Connecticut(10/18/2019)
RR
Delaware(2/20/2025)
RR
District of Columbia(10/18/2019)
RR
Florida(10/18/2019)
IAR
Florida(8/13/2024)
RR
Georgia(10/18/2019)
RR
Hawaii(7/2/2025)
RR
Illinois(10/18/2019)
RR
Indiana(10/18/2019)
RR
Kansas(10/18/2019)
RR
Kentucky(10/18/2019)
IAR
Kentucky(10/18/2019)
RR
Louisiana(2/20/2025)
RR
Maine(2/20/2025)
RR
Maryland(10/18/2019)
RR
Massachusetts(1/31/2020)
RR
Michigan(10/18/2019)
RR
Minnesota(4/14/2020)
RR
Missouri(6/29/2020)
RR
New Jersey(10/18/2019)
RR
New York(10/18/2019)
RR
North Carolina(10/18/2019)
RR
North Dakota(2/20/2025)
RR
Ohio(10/18/2019)
RR
Oklahoma(1/17/2025)
RR
Oregon(4/14/2020)
RR
Pennsylvania(10/18/2019)
RR
South Carolina(10/18/2019)
RR
Tennessee(10/18/2019)
RR
Texas(10/18/2019)
IAR
Texas(10/18/2019)
RR
Utah(12/13/2024)
RR
Vermont(2/20/2025)
RR
Virginia(10/18/2019)
RR
Washington(10/18/2019)
RR
Wisconsin(10/18/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
ROBERT W. BAIRD & CO. INCORPORATED
BAIRD | THE DDK GROUP | ROBERT W. BAIRD & CO. INCORPORATED | CHAUTAUQUA CAPITAL MANAGEMENT | BAIRD PRIVATE WEALTH MANAGEMENT | BAIRD PRIVATE ASSET MANAGEMENT | BAIRD INSTITUTIONAL EQUITIES & RESEARCH | BAIRD GENERATIONAL WEALTH GROUP | BAIRD EQUITY ASSET MANAGEMENT | BAIRD ADVISORS
CRD#: 8158 / SEC#: 801-7571, 8-497
RIA
Registered Investment Advisory firm - SEC (7/14/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391
Mailing Address
P.o. Box 672, Milwaukee, WI 53201
Phone number
(414) 765-3500
Established
Wisconsin since 12/29/1919
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
4,175
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BAIRD FINANCIAL CORPORATION | SHAREHOLDER | |
| BOOTH, STEVEN GREGORY | CHAIRMAN, PRESIDENT, CHIEF EXECUTIVE OFFICER | 2147388 |
| DAHLBERG, ERIK CHARLES | DIRECTOR | 1650544 |
| GRAVERSON, CHRISTA LYNN | CHIEF COMPLIANCE OFFICER | 4912961 |
| LAWTON, PATRICK STEVEN | DIRECTOR | 1007318 |
| MAXWELL, TERRANCE PATRICK | CHIEF FINANCIAL OFFICER, DIRECTOR | 1463158 |
| PALMER, ANGELA MARIE | REGISTERED INVESTMENT ADVISOR CCO | 4915568 |
| SCHROEDER, MICHAEL JOHN | DIRECTOR | 1483012 |
| SCHULTZ, PAUL LEE | GENERAL COUNSEL, SECRETARY | 1965163 |
| STANEK, MARY ELLEN | DIRECTOR | 2006493 |
| THUROW, LAURA K | CHIEF OPERATIONS OFFICER | 3193702 |
Regulatory assets under management
| Total Number of Accounts | 350,776 |
| AUM (Assets Under Management) | $ 342,142,869,924 |
Disclosures
| Regulatory Event | 43 |
| Arbitration | 31 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2024 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ROBERT W. BAIRD & CO. INCORPORATED
CRD#: 8158Louisville, KY 40241TRUST BUT VERIFY
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