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ME

Mark F. Eberle

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CRD#: 1333682
ME

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Mark Forward Eberle was a registered financial professional .

Mark is a previously registered financial professional and started their career in finance in 1985. Mark had worked at 3 firms and has passed the Series 63, Series 55, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

August 27, 2002 - July 29, 2014

CURTISWOOD CAPITAL, LLC

BD
CRD#: 120767
NASHVILLE, TN
Past

August 25, 2000 - March 26, 2002

AVONDALE PARTNERS, LLC

BD
CRD#: 46838
NASHVILLE, TN
Past

July 23, 1992 - July 6, 2000

J.C. BRADFORD & CO.

BD
CRD#: 1287
NEW YORK, NY
Past

January 23, 1985 - September 25, 1990

J.C. BRADFORD & CO.

BD
CRD#: 1287
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 2/15/1985
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 55
Date: 9/7/2000
Limited Representative-Equity Trader Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


CC
CURTISWOOD CAPITAL, LLC
CURTISWOOD CAPITAL, LLC | EBERLE NIEBOER LLC

CRD#: 120767 / SEC#: , 8-65343

BD
Terminated by SEC on 07/29/2014
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Contact information


Main Address
Mailing Address
Phone number
Established
Tennessee since 04/19/2002
Firm type
Limited Liability Company
Fiscal year end
September
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
GLENDALE PARTNERS, GPOWNER
EBERLE, MARK FORWARDSECRETARY/MANAGING DIRECTOR1333682
NIEBOER, SCOTT ROBERTCHIEF COMPLIANCE OFFICER1574729

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CURTISWOOD CAPITAL, LLC

CRD#: 120767

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