David W. Barrell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David William Barrell was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1966. David had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 1 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 6, 2018 - July 24, 2024
BARRELL INVESTMENT GROUP, INC.
March 27, 2012 - April 12, 2018
AMERIPRISE FINANCIAL SERVICES, LLC
November 22, 2011 - April 12, 2018
AMERIPRISE FINANCIAL SERVICES, LLC
April 25, 2002 - November 3, 2011
WESTMINSTER FINANCIAL SECURITIES, INC.
June 27, 1988 - April 2, 2002
MOORS & CABOT, INC.
July 29, 1986 - June 11, 1988
NORTH AMERICAN INVESTMENT CORP.
November 15, 1978 - May 12, 1986
PENNSYLVANIA SECURITIES COMPANY
June 2, 1976 - December 22, 1977
ILICOB SALES CORPORATION
January 13, 1966 - February 5, 1976
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 1/11/1966
Registered Representative ExaminationSeries 8
Date: 2/28/1991
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
BARRELL INVESTMENT GROUP, INC.
CRD#: 290143 / SEC#: 801-112327
Contact information
Regulatory assets under management
| Total Number of Accounts | 534 |
| AUM (Assets Under Management) | $ 85,497,572 |
Red Flags
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