Timothy P. Maroney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Patrick Maroney, who also goes by Timothy P Maroney, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1985. Timothy had worked at 2 firms and has passed the Series 63, SIE, Series 7, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 20, 2015 - September 14, 2016
BNP PARIBAS INVESTMENT SERVICES, LLC
November 1, 2002 - January 8, 2015
BNP PARIBAS INVESTMENT SERVICES, LLC
February 21, 1985 - March 16, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 8
Date: 7/25/1985
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
BNP PARIBAS INVESTMENT SERVICES, LLC
CRD#: 44598 / SEC#: , 8-50745
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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