Marc S. Daner

DANER WEALTH MANAGEMENT

Alpharetta, GA 30022

Some features on this profile are disabled

CRD#: 1333477

Professional summary

Marc Steven Daner, CFP®, ChFC®, who also goes by Marc Rosenthal, is a registered financial advisor currently at DANER WEALTH MANAGEMENT, LLC located in Alpharetta, Georgia.

Marc is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Marc has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 22 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Marc Rosenthal

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MARC DANER, YES, ALPHARETTA, GA, INSURANCE, INDEPENDENT INSURANCE AGENT, 1990, 0 HOURS PER MONTH, INSURANCE SALES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marc Steven Daner's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2003

ChFC^®

Chartered Financial Consultant

Experience

Current

January 4, 2022 - Present

DANER WEALTH MANAGEMENT, LLC

Office #1: 11475 Great Oaks Way Suite 340, Alpharetta, GA 30022

RIA

CRD#: 317373

Alpharetta, GA

Past

July 15, 2005 - March 23, 2022

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

ALPHARETTA, GA

Past

July 15, 2005 - March 23, 2022

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ALPHARETTA, GA

Past

April 1, 2003 - August 5, 2005

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

ALPHARETTA, GA

Past

July 19, 1999 - August 5, 2005

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

May 10, 1994 - July 14, 1999

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

October 25, 1993 - May 13, 1994

J.C. BRADFORD & CO.

CRD#: 1287

NEW YORK, NY

Past

August 21, 1990 - October 29, 1993

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

February 26, 1987 - August 27, 1987

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

Past

January 14, 1985 - May 28, 1985

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DANER WEALTH MANAGEMENT, LLC

CRD#: 317373 / SEC#: 801-122891

RIA

Registered Investment Advisory firm - (12/16/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(1/4/2022)

IAR

Texas
(1/13/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/3/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/12/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/20/1990

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/25/1985

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 22

Date: 1/10/1985

Direct Participation Programs Representative Examination

Current Firm

DANER WEALTH MANAGEMENT, LLC

CRD#: 317373 / SEC#: 801-122891

RIA

Registered Investment Advisory firm - (12/16/2021 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

11475 Great Oaks Way Suite 340, Alpharetta, GA 30022

Mailing Address

Phone number

(404) 915-0128

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DWM WRAP BROCHURE (2/7/2025)

DWM ADV PART 2A (2/7/2025)

Regulatory assets under management

Total Number of Accounts	622
AUM (Assets Under Management)	$ 176,044,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Robert Busby

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Atlanta, GA

Tyrane Perry

J.P. MORGAN SECURITIES LLC

IAR

Atlanta, GA

Alexander Paslay

KESTRA ADVISORY SERVICES, LLC

IAR

Woodstock, GA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Marc S. Daner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marc Steven Daner's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

J.C. BRADFORD & CO.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN KEEGAN & COMPANY, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

DANER WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/3/1994

Series 63

Date: 9/12/1990

SIE

Date: 10/1/2018

Series 7

Date: 8/20/1990

Series 6

Date: 1/25/1985

Series 22

Date: 1/10/1985

Current Firm

DANER WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DANER WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors