Thomas S. Dinnegan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Sean Dinnegan was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1987. Thomas had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 27, 2013 - November 9, 2018
7M SECURITIES, LLC
March 20, 2009 - October 4, 2011
CARRINGTON INVESTMENT SERVICES, LLC
November 30, 2005 - September 13, 2007
COUNTRYWIDE SECURITIES CORPORATION
September 15, 1987 - April 29, 1993
CITICORP SECURITIES, INC.
January 21, 1987 - June 15, 1987
KEMPER FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
7M SECURITIES, LLC
CRD#: 153895 / SEC#: , 8-68587
Contact information
Documents
Red Flags
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