Michael D. Iverson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael David Iverson was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1985. Michael had worked at 2 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 4, 2000 - September 25, 2002
PENSION PLANNERS SECURITIES, INC.
February 15, 1985 - April 2, 1987
PFS INVESTMENTS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PENSION PLANNERS SECURITIES, INC.
CRD#: 14068 / SEC#: , 8-30212
Contact information
Disclosures
| Regulatory Event | 1 |
Red Flags
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