Peter A. Sorrentino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Augustine Sorrentino was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1985. Peter had worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 23, 2017 - March 5, 2021
WORLD ASSET MANAGEMENT, INC.
May 8, 1987 - May 22, 1987
E. F. HUTTON & COMPANY INC
January 23, 1985 - March 26, 1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WORLD ASSET MANAGEMENT, INC.
CRD#: 142108 / SEC#: 801-67327
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
