Blake V. High
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Blake Vincent High, who also goes by Blake V High, was a registered financial professional .
Blake is a previously registered financial professional and started their career in finance in 1985. Blake had worked at 8 firms and has passed the Series 63, Series 7 and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 8, 1994 - April 30, 1996
RAUSCHER PIERCE REFSNES, INC.
April 19, 1993 - June 10, 1994
J.P. MORGAN SECURITIES LLC
December 10, 1991 - April 29, 1993
UBS FINANCIAL SERVICES INC.
October 12, 1988 - March 14, 1989
UNION PLANTERS INVESTMENT BANKERS GROUP, INC.
September 22, 1988 - October 3, 1988
ALLISON, ROSENBLUM & HANNAHS, INC.
June 1, 1987 - October 3, 1988
UNITED CAPITAL CORPORATION
January 8, 1987 - June 3, 1987
FIRSTMONEY SECURITIES CORPORATION
March 21, 1986 - January 9, 1987
UNITED CAPITAL CORPORATION
April 23, 1985 - April 8, 1986
POWELL & SATTERFIELD, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RAUSCHER PIERCE REFSNES, INC.
CRD#: 6663 / SEC#: , 8-27271
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
