Thomas W. Hands
Professional summary
Thomas William Hands, who also goes by Tom Hands, is a registered financial advisor currently at DAWSON JAMES ASSET MANAGEMENT, INC. located in Boca Raton, Florida and DAWSON JAMES SECURITIES, INC. located in Boca Raton, Florida.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Thomas has worked at 10 firms and has passed the Series 66, Series 63, Series 52TO, Series 99TO, Series 79TO, Series 16, SIE, Series 7, Series 4, Series 27, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Thomas William Hands's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 14, 2021 - Present
DAWSON JAMES ASSET MANAGEMENT, INC.
Office #1: 101 N. Federal Hwy Suite 600, Boca Raton, FL 33432August 10, 2004 - Present
DAWSON JAMES SECURITIES, INC.
Office #1: 101 North Federal Highway Suite 600, Boca Raton, FL 33432March 26, 1998 - March 31, 2009
TRADEPORTAL SECURITIES, INC.
July 11, 1997 - June 30, 1998
LANDMARK SECURITIES CORPORATION
June 11, 1997 - January 27, 1998
GLOBAL STRATEGIES GROUP, INC.
May 25, 1995 - April 9, 1997
FALCON TRADING GROUP, LTD.
August 3, 1992 - August 7, 1997
TUSCANY EQUITY MANAGEMENT CORPORATI0N
July 15, 1992 - August 10, 1992
J. GREGORY & COMPANY, INC.
June 29, 1987 - July 13, 1992
J. W. GANT & ASSOCIATES, INC.
February 21, 1985 - July 7, 1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/16/2009)
(4/15/2022)
(9/10/2004)
(7/14/2021)
(4/18/2022)
(4/14/2022)
(4/14/2022)
(5/17/2022)
(4/2/2015)
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
DAWSON JAMES ASSET MANAGEMENT, INC.
CRD#: 135259 / SEC#:
Contact information
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Company Information
DAWSON JAMES ASSET MANAGEMENT, INC.
CRD#: 135259Boca Raton, FL 33432TRUST BUT VERIFY
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