Thomas L. Johnson
Professional summary
Thomas Lynn Johnson, who also goes by Thomas L Johnson, Tom Johnson, is a registered financial professional currently at J.W. COLE FINANCIAL, INC. located in Windermere, Florida.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 1985. Thomas has worked at 6 firms and has passed the Series 6TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Lynn Johnson's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 3, 2025 - Present
J.W. COLE FINANCIAL, INC.
Office #2: 3001 Countryside Boulevard, Clearwater, FL 33761December 22, 2020 - June 4, 2025
SECURITIES RESEARCH, INC. OF FLORIDA
July 3, 2013 - December 31, 2016
DELTA SECURITIES COMPANY, LLC
November 20, 1998 - December 21, 2020
SIGNATURE ESTATE SECURITIES, LLC
January 14, 1991 - November 28, 1998
CFG SECURITIES CORP.
March 10, 1988 - December 31, 1988
WOODBURY FINANCIAL SERVICES, INC.
February 21, 1985 - January 12, 1988
WOODBURY FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/3/2025)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
J.W. COLE FINANCIAL, INC.
CRD#: 124583 / SEC#: , 8-65698
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
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