Stephen P. Olsson

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CRD#: 1332761

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Stephen Paul Olsson, who also goes by Steve Olsson, was a registered financial professional .

Stephen is a previously registered financial professional and started their career in finance in 1985. Stephen had worked at 11 firms and has passed the Series 66, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Steve Olsson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 6, 2014 - April 10, 2014

LPE SECURITIES, LLC

CRD#: 117851

BEAUFORT, SC

Past

August 15, 2013 - February 27, 2014

UNIFIED FINANCIAL SECURITIES, LLC

CRD#: 7868

INDIANAPOLIS, IN

Past

June 3, 2013 - June 26, 2013

LPE SECURITIES, LLC

CRD#: 117851

TAMPA, FL

Past

March 27, 2013 - April 17, 2013

CAROLINA CAPITAL MARKETS, INC.

CRD#: 38156

CHAPEL HILL, NC

Past

April 20, 2010 - March 19, 2013

LPE SECURITIES, LLC

CRD#: 117851

BEAUFORT, SC

Past

January 8, 2008 - March 23, 2010

LPL FINANCIAL LLC

RIA

CRD#: 6413

RIDGELAND, SC

Past

December 13, 2007 - March 23, 2010

LPL FINANCIAL LLC

CRD#: 6413

RIDGELAND, SC

Past

August 21, 2006 - April 2, 2007

A. G. EDWARDS & SONS, INC.

RIA

CRD#: 4

BEAUFORT, SC

Past

July 24, 2006 - April 2, 2007

A. G. EDWARDS & SONS, INC.

CRD#: 4

BEAUFORT, SC

Past

November 29, 2004 - August 4, 2006

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

BEAUFORT, SC

Past

November 1, 2000 - December 3, 2004

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

ST. PETERSBURG, FL

Past

April 25, 1995 - October 31, 2000

WACHOVIA SECURITIES, INC.

CRD#: 431

CHARLOTTE, NC

Past

February 13, 1991 - February 24, 1997

SCOTT & STRINGFELLOW, LLC

CRD#: 6255

RICHMOND, VA

Past

October 23, 1986 - December 20, 1990

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

February 13, 1985 - October 24, 1986

KIDDER, PEABODY & CO. INCORPORATED

CRD#: 7613

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/18/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/24/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/19/1985

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/10/1993

General Securities Principal Examination

Current Firm

LPE SECURITIES, LLC

LPE SECURITIES, LLC | PERAZA, SUZETTE MARIE | PERAZA CAPITAL AND INVESTMENTS, LLC. | PERAZA CAPITAL AND INVESTMENT, LLC | PERAZA CAPITAL AND INVESTMENT

CRD#: 117851 / SEC#: , 8-53609

Terminated by SEC on 10/17/2017

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Contact information

Main Address

Mailing Address

Phone number

Established

Florida since 11/01/2001

Firm type

Limited Liability Company

Fiscal year end

December

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
THE SAM LEWIS PRIVATE EQUITY TRUST U/A DATED 3/16/2015	TRUST
KEVIN A. CARRENO P.A	TRUSTEE
LEWIS, SAM FREDERICK	PRESIDENT -CCO	1027559
PEREZ, XIOMARA MARGARITA	FINANCIAL AND OPERATIONS PRINCIPAL	2866267

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Stephen P. Olsson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

UNIFIED FINANCIAL SECURITIES, LLC

LPE SECURITIES, LLC

CAROLINA CAPITAL MARKETS, INC.

LPE SECURITIES, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

ROBERT W. BAIRD & CO. INCORPORATED

RAYMOND JAMES & ASSOCIATES, INC.

WACHOVIA SECURITIES, INC.

SCOTT & STRINGFELLOW, LLC

PRUDENTIAL EQUITY GROUP, LLC

KIDDER, PEABODY & CO. INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 8/18/2006

Series 63

Date: 1/24/1985

Series 7

Date: 1/19/1985

Series 24

Date: 6/10/1993

Current Firm

LPE SECURITIES, LLC

Contact information

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

LPE SECURITIES, LLC

TRUST BUT VERIFY

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