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Michael Howard Gordon

CRD# 1332723·Registered 1985 - 2023
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Howard Gordon, who also goes by Michael H Gordon, was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1985 - 2023. Michael had worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Michael H Gordon

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

41 years in the financial services industry

Current & Past Employments

TEN CAPITAL WEALTH ADVISORS, LLC·CRD# 159802
RIA
Spokane, WA
January 3, 2019 - August 3, 2023
MUTUAL ADVISORS, LLC·CRD# 167658
RIA
Spokane, WA
September 26, 2016 - December 31, 2018
MUTUAL SECURITIES, INC.·CRD# 13092
BD
Spokane, WA
September 26, 2016 - December 31, 2018
CETERA WEALTH SERVICES, LLC·CRD# 13572
RIA
Spokane, WA
October 9, 2000 - September 27, 2016
CETERA WEALTH SERVICES, LLC·CRD# 13572
BD
Spokane, WA
January 2, 1996 - September 27, 2016
PACIFIC HARBOR SECURITIES, INC.·CRD# 8755
BD
Highland, UT
July 24, 1992 - December 31, 1995
TITAN/VALUE EQUITIES GROUP, INC.·CRD# 6359
BD
Irvine, CA
October 15, 1987 - July 23, 1992
LPL FINANCIAL LLC·CRD# 6413
BD
March 24, 1987 - October 19, 1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
January 23, 1985 - April 2, 1987

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Current Firm

TC
TEN CAPITAL WEALTH ADVISORS, LLC

TEN CAPITAL INVESTMENT ADVISORS, LLC | TEN CAPITAL WEALTH ADVISORS, LLC

CRD#: 159802 / SEC#: 801-73030

Contact Information

Main Address

835 N. Post Street Suite 102, Spokane, WA 99201

Phone Number

(509) 325-2003

# of Employees

14

Documents

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/14/2023)

Regulatory Assets Under Management

Total Number of Accounts

2,351

AUM (Assets Under Management)

$913,068,185

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Independent Insurance Agent, Sole Proprietor, Start: 1987, 1403 S. Grand Blvd. Suite 202N Spokane, WA 99203, Insurance Agency/Agent, Sale of Life, LTC, Disability & Fixed annuities, Not investment related, 1 hour per month, 0 hours per day during trading hours.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jan 1994About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1985About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 1985About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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