Michael H. Gordon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Howard Gordon, who also goes by Michael H Gordon, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1985. Michael had worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2019 - August 3, 2023
TEN CAPITAL WEALTH ADVISORS, LLC
September 26, 2016 - December 31, 2018
MUTUAL ADVISORS, LLC
September 26, 2016 - December 31, 2018
MUTUAL SECURITIES, INC.
October 9, 2000 - September 27, 2016
CETERA WEALTH SERVICES, LLC
January 2, 1996 - September 27, 2016
CETERA WEALTH SERVICES, LLC
July 24, 1992 - December 31, 1995
PACIFIC HARBOR SECURITIES, INC.
October 15, 1987 - July 23, 1992
TITAN/VALUE EQUITIES GROUP, INC.
March 24, 1987 - October 19, 1987
LPL FINANCIAL LLC
January 23, 1985 - April 2, 1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TEN CAPITAL WEALTH ADVISORS, LLC
CRD#: 159802 / SEC#: 801-73030
Contact information
Regulatory assets under management
| Total Number of Accounts | 2,351 |
| AUM (Assets Under Management) | $ 913,068,185 |
Red Flags
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