Michael J. Pudela
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Joseph Pudela was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1985. Michael had worked at 8 firms and has passed the Series 63, Series 7TO, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 3, 2017 - May 6, 2026
PENSERRA SECURITIES, LLC
May 16, 2008 - May 18, 2017
CHEEVERS & COMPANY, LLC
April 1, 2008 - May 15, 2008
LYALL SECURITIES, INC.
January 3, 1995 - August 15, 2001
PERSHING ADVISOR SOLUTIONS LLC
September 23, 1988 - January 3, 1995
PERSHING LLC
November 8, 1985 - March 14, 1988
TRANSACTION SERVICES INC.
May 24, 1985 - December 21, 1987
LASALLE ST SECURITIES, L.L.C.
January 28, 1985 - October 15, 1985
GRUNTAL & CO., L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
PENSERRA SECURITIES, LLC
CRD#: 145994 / SEC#: , 8-67773
Contact information
FINRA licenses (17 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
