Michael J. Pudela
Professional summary
Michael Joseph Pudela is a registered financial professional currently at PENSERRA SECURITIES, LLC located in Chicago, Illinois.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1985. Michael has worked at 8 firms and has passed the Series 63, Series 7TO, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Joseph Pudela's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 3, 2017 - Present
PENSERRA SECURITIES, LLC
Office #1: 425 South Financial Place Suite 3410, Chicago, IL 60605May 16, 2008 - May 18, 2017
CHEEVERS & COMPANY, LLC
April 1, 2008 - May 15, 2008
LYALL SECURITIES, INC.
January 3, 1995 - August 15, 2001
PERSHING ADVISOR SOLUTIONS LLC
September 23, 1988 - January 3, 1995
PERSHING LLC
November 8, 1985 - March 14, 1988
TRANSACTION SERVICES INC.
May 24, 1985 - December 21, 1987
LASALLE ST SECURITIES, L.L.C.
January 28, 1985 - October 15, 1985
GRUNTAL & CO., L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
NYSE Texas, Inc.
Nasdaq Stock Market
Current Firm
PENSERRA SECURITIES, LLC
CRD#: 145994 / SEC#: , 8-67773
Contact information
FINRA licenses (17 States and Territories)
Documents
Red Flags
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