Michael S. Gough
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Shaun Gough was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1985. Michael had worked at 7 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 19, 2013 - January 9, 2014
CAVU SECURITIES LLC
December 22, 2010 - July 17, 2012
STONECASTLE SECURITIES, LLC
June 13, 2001 - October 31, 2005
TRAUTMAN WASSERMAN & COMPANY, INC.
January 22, 1996 - January 29, 2000
CREDIT SUISSE SECURITIES (USA) LLC
April 9, 1991 - April 28, 1994
DAIWA CAPITAL MARKETS AMERICA INC.
July 25, 1989 - May 2, 1991
CITIGROUP GLOBAL MARKETS INC.
February 21, 1985 - August 3, 1989
SALOMON BROTHERS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CAVU SECURITIES LLC
CRD#: 6906 / SEC#: , 8-18428
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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