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JB

John A. Burchett

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CRD#: 1332599
JB

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

John Adam Burchett was a registered financial professional .

John is a previously registered financial professional and started their career in finance in 1985. John had worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 27 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

October 29, 2012 - September 4, 2019

MERRION SECURITIES, LLC

BD
CRD#: 30145
WESTFIELD, NJ
Past

February 23, 2012 - June 19, 2012

REGENT CAPITAL GROUP, INC.

BD
CRD#: 126881
WESTLAKE VILLAGE, CA
Past

January 15, 2004 - October 5, 2007

BONDS.COM LLC

BD
CRD#: 43875
EDISON, NJ
Past

December 6, 1989 - February 22, 2010

HANOVER CAPITAL SECURITIES INC.

BD
CRD#: 24706
EDISON, NJ
Past

November 14, 1987 - February 6, 1989

DB ALEX. BROWN LLC

BD
CRD#: 17790
BALTIMORE, MD
Past

January 23, 1985 - April 13, 1987

CITICORP SECURITIES, INC.

BD
CRD#: 7474

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 2/15/1985
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam

Current Firm


MS
MERRION SECURITIES, LLC
MERRION ALTERNATIVE INVESTMENTS | MERRION SECURITIES, LLC | MERRION GROUP, LLC | MERRION GROUP, L.P.

CRD#: 30145 / SEC#: , 8-44770

BD
Terminated by SEC on 12/11/2022
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Contact information


Main Address
Mailing Address
Phone number
Established
New Jersey since 05/01/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
WIGTON, WILLIAM BENSONCHIEF EXECUTIVE OFFICER806775
ERB, DAVID EDWINREGISTERED OPTIONS PRINCIPAL4572290
ROGERS, RANDOLPH CHRISTIANCHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER4821597
SPINDEL, HOWARDFINANCIAL OPERATIONS PRINCIPAL708042

Disclosures


Regulatory Event6

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MERRION SECURITIES, LLC

CRD#: 30145

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