Timothy B. Kneen

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CRD#: 1332458

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Timothy Barnard Kneen was a registered financial professional .

Timothy is a previously registered financial professional and started their career in finance in 1985. Timothy had worked at 9 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) LUMINA CONSULTING, LLC / INVESTMENT RELATED / 8400 WITEZ CT, PARKER, 80134 / CONSULTING SERVICES / CO-FOUNDER / START 06-2015 / OVER 100 HRS PER MO 2) JHK Venture Capital / Investment Related / Ottumwa, IA / Limited Partner / 5 hours per month 3) Fidelis Capital Partners of Tampa, FL / Investment Related / Role: Chairman of the Board / Start 08/2022 / 10-20 hours per week

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 20, 2021 - October 31, 2022

PRIVATE WEALTH ASSET MANAGEMENT

RIA

CRD#: 315819

CEDAR RAPIDS, IA

Past

June 26, 2019 - December 31, 2020

LUMINA ADVISORS, LLC

RIA

CRD#: 289712

PARKER, CO

Past

December 8, 2017 - December 31, 2018

LUMINA ADVISORS, LLC

RIA

CRD#: 289712

PARKER, CO

Past

April 22, 2015 - September 15, 2017

IFAM CAPITAL

RIA

CRD#: 175084

FORT COLLINS, CO

Past

April 9, 2015 - April 15, 2015

IFAM CAPITAL

RIA

CRD#: 175084

FORT COLLINS, CO

Past

January 17, 2014 - March 24, 2015

IFM CAPITAL ADVISORS, LLC

RIA

CRD#: 169587

GREENWOOD VILLAGE, CO

Past

October 19, 2007 - February 11, 2014

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

DENVER, CO

Past

October 19, 2007 - February 11, 2014

UBS FINANCIAL SERVICES INC.

CRD#: 8174

DENVER, CO

Past

February 22, 2001 - October 29, 2007

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

ENGLEWOOD, CO

Past

July 31, 1993 - October 29, 2007

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

ENGLEWOOD, CO

Past

January 19, 1989 - July 31, 1993

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

February 26, 1985 - January 20, 1989

MORGAN STANLEY DW INC.

CRD#: 7556

Past

January 22, 1985 - January 28, 1985

GENERAL AMERICAN SECURITIES, INC.

CRD#: 10668

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PRIVATE WEALTH ASSET MANAGEMENT

PRIVATE WEALTH | PW ENERGY | PRIVATE WEALTH ASSET MANAGEMENT, LLC | PRIVATE WEALTH ASSET MANAGEMENT

CRD#: 315819 / SEC#: 801-122065

RIA

Registered Investment Advisory firm - (8/12/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/30/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/19/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/15/1984

General Securities Representative Examination

Current Firm

PRIVATE WEALTH ASSET MANAGEMENT

PRIVATE WEALTH | PW ENERGY | PRIVATE WEALTH ASSET MANAGEMENT, LLC | PRIVATE WEALTH ASSET MANAGEMENT

CRD#: 315819 / SEC#: 801-122065

RIA

Registered Investment Advisory firm - (8/12/2021 Approved)

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Contact information

Main Address

1100 Capitol Avenue Suite 200, Omaha, NE 68102

Mailing Address

Phone number

(402) 227-4208

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PRIVATE WEALTH ASSET MANAGEMENT, LLC ADV PART2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,947
AUM (Assets Under Management)	$ 1,849,717,875

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
06/16/2025	Cover Page	Report
12/06/2024	Cover Page	Report
12/06/2024	Cover Page	Report
01/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Timothy B. Kneen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LUMINA ADVISORS, LLC

LUMINA ADVISORS, LLC

IFAM CAPITAL

IFAM CAPITAL

IFM CAPITAL ADVISORS, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

LEHMAN BROTHERS INC.

MORGAN STANLEY DW INC.

GENERAL AMERICAN SECURITIES, INC.

Primary Firm SEC Registration

PRIVATE WEALTH ASSET MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 1/30/1992

Series 63

Date: 3/19/1985

Series 7

Date: 12/15/1984

Current Firm

PRIVATE WEALTH ASSET MANAGEMENT

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

PRIVATE WEALTH ASSET MANAGEMENT

TRUST BUT VERIFY

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