George N. Luciani

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CRD#: 1332311

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

George Nicholas Luciani, CFP® was a registered financial professional .

George is a previously registered financial professional and started their career in finance in 1985. George had worked at 8 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Owner Covered Bridge Advisors, LLC Yardley PA Assets purchased by Carnegie Wealth Management, LLC

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

CRD#: 3870

FORT WAYNE, IN

Past

March 7, 1985 - April 17, 1988

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

NEWARK, DE

Past

January 23, 1985 - May 23, 1988

MOORE & SCHLEY/MEEKER SHARKEY GROUP INC.

CRD#: 13502

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CARNEGIE WEALTH MANAGEMENT, LLC

CRD#: 290430 / SEC#: 801-114906

RIA

Registered Investment Advisory firm - (3/26/2019 Approved)

Pennsylvania

Registered Investment Advisory firm - (3/27/2019 Terminated)

Texas

Registered Investment Advisory firm - (3/27/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/22/1991

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/13/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/19/1985

General Securities Representative Examination

Current Firm

CARNEGIE WEALTH MANAGEMENT, LLC

CRD#: 290430 / SEC#: 801-114906

RIA

Registered Investment Advisory firm - (3/26/2019 Approved)

Pennsylvania

Registered Investment Advisory firm - (3/27/2019 Terminated)

Texas

Registered Investment Advisory firm - (3/27/2019 Terminated)

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Contact information

Main Address

850 Cassatt Road Suite 225, Berwyn, PA 19312

Mailing Address

Phone number

(610) 640-4300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CARNEGIE WEALTH MANAGEMENT DISCLOSURE BROCHURE, BROCHURE SUPPLEMENT AND PRIVACY POLICY (1/13/2025)

Regulatory assets under management

Total Number of Accounts	917
AUM (Assets Under Management)	$ 333,639,773

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

George N. Luciani

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

COVERED BRIDGE ADVISORS, LLC

VESTGEN INVESTMENT MANAGEMENT

CANTOR FITZGERALD WEALTH PARTNERS, LLC

CAPITAL PLANNING ADVISORY GROUP INC

OSAIC FS, INC.

1717 CAPITAL MANAGEMENT COMPANY

MOORE & SCHLEY/MEEKER SHARKEY GROUP INC.

Primary Firm SEC Registration

CARNEGIE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/22/1991

Series 63

Date: 3/13/1985

Series 7

Date: 1/19/1985

Current Firm

CARNEGIE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CARNEGIE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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