George K. Finkbeiner

HAZARD & SIEGEL ADVISORY SERVICES LLC

SYRACUSE, NY 13211

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CRD#: 1332275

Professional summary

George Kurt Finkbeiner, who also goes by G Kurt Finkbeiner, is a registered financial advisor currently at HAZARD & SIEGEL ADVISORY SERVICES LLC located in Syracuse, New York and HAZARD & SIEGEL, INC. located in Syracuse, New York.

George is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. George has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

G Kurt Finkbeiner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SOLICITOR FOR HAZARD & SIEGEL ADVISORY SERVICES LLC , REFER CLIENT ACCOUNTS TO MONEY MANAGER REGISTERED INVESTMENT ADVISORS,2-20HRS PER MONTH FIXED ANNUITY & LIFE INSURANCE, 45 HRS PER MONTH. KURT FINKBEINER RETIREMENT STRATEGIES LLC , FIXED ANNUITIES,INSURANCE,DISABILITIES,45 HRS/MONTH

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view George Kurt Finkbeiner's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 12, 2021 - Present

HAZARD & SIEGEL ADVISORY SERVICES LLC

Office #1: 6075 East Molloy Road, Syracuse, NY 13211

RIA

CRD#: 151462

SYRACUSE, NY

Current

December 18, 2008 - Present

HAZARD & SIEGEL, INC.

Office #1: 6075 East Molloy Road, Syracuse, NY 13211

CRD#: 2048

Syracuse, NY

Past

May 31, 1996 - November 6, 2008

TOWER SQUARE SECURITIES, INC.

CRD#: 833

SYRACUSE, NY

Past

October 2, 1989 - May 28, 1996

CADARET, GRANT & CO., INC.

CRD#: 10641

SYRACUSE, NY

Past

May 19, 1986 - October 2, 1989

CADARET, GRANT & CO., INC.

CRD#: 16404

Past

June 5, 1985 - July 21, 1986

TOWER SQUARE SECURITIES, INC.

CRD#: 833

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HAZARD & SIEGEL ADVISORY SERVICES LLC

CRD#: 151462 / SEC#: 801-70690

RIA

Registered Investment Advisory firm - (10/26/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(12/18/2008)

IAR

New York
(7/12/2021)

North Carolina
(1/27/2011)

Pennsylvania
(12/18/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/17/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/9/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/19/1985

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/19/1985

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/26/1989

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

HAZARD & SIEGEL ADVISORY SERVICES LLC

CRD#: 151462 / SEC#: 801-70690

RIA

Registered Investment Advisory firm - (10/26/2009 Approved)

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Contact information

Main Address

5793 Widewaters Parkway, Dewitt, NY 13214

Mailing Address

P.o. Box 157, Dewitt, NY 13214-0157

Phone number

(315) 414-0722

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A BROCHURE (4/1/2025)

Regulatory assets under management

Total Number of Accounts	294
AUM (Assets Under Management)	$ 378,476,990

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

George K. Finkbeiner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view George Kurt Finkbeiner's CRS (Customer Relationship Summary).

Certified licenses

Experience

HAZARD & SIEGEL, INC.

TOWER SQUARE SECURITIES, INC.

CADARET, GRANT & CO., INC.

CADARET, GRANT & CO., INC.

TOWER SQUARE SECURITIES, INC.

Primary Firm SEC Registration

HAZARD & SIEGEL ADVISORY SERVICES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/17/1999

Series 63

Date: 5/9/1985

SIE

Date: 10/1/2018

Series 7

Date: 10/19/1985

Series 6

Date: 4/19/1985

Series 24

Date: 4/26/1989

FINRA

Current Firm

HAZARD & SIEGEL ADVISORY SERVICES LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HAZARD & SIEGEL ADVISORY SERVICES LLC

TRUST BUT VERIFY

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