Vickie L. Gardino
Professional summary
Vickie Lyn Gardino, who also goes by VIckie Baker, is a registered financial professional currently at CHICKASAW SECURITIES, LLC located in Memphis, Tennessee.
Vickie is registered as a RR (Registered Representative) and started their career in finance in 1985. Vickie has worked at 6 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Vickie Lyn Gardino's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 9, 2007 - Present
CHICKASAW SECURITIES, LLC
Office #1: 6075 Poplar Avenue, Suite 720, Memphis, TN 38119January 2, 2002 - December 31, 2005
GREEN SQUARE SECURITIES, LLC
October 29, 2001 - January 2, 2002
B. RILEY WEALTH MANAGEMENT
March 10, 1994 - November 6, 2001
GOLDMAN SACHS & CO. LLC
November 23, 1985 - February 7, 1994
UBS FINANCIAL SERVICES INC.
April 10, 1985 - November 7, 1985
BA INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/9/2007)
(4/9/2007)
(4/9/2007)
(4/9/2007)
(4/9/2007)
(1/3/2023)
(4/9/2007)
(4/9/2007)
(11/10/2011)
(1/3/2023)
(4/9/2007)
(1/3/2023)
(4/9/2007)
(4/10/2007)
(5/28/2008)
(2/23/2010)
(4/9/2007)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
CHICKASAW SECURITIES, LLC
CRD#: 128711 / SEC#: , 8-66173
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CHICKASAW CAPITAL MANAGEMENT, LLC | MEMBER | |
| GAMMILL, JEFFREY LEE | CHIEF COMPLIANCE OFFICER | |
| MAVAR, GEOFFREY PAUL | SECRETARY, REGISTERED PRINCIPAL | 2102387 |
| MEAD, MATTHEW GREGORY | PRES., CHIEF MANAGER, ROSFP, MUNI PRINCIPAL, REG. PRINC. | 2285614 |
| THREADGILL, WILLIAM J | PRIN FINANCIAL OFF, PRIN OPS OFF, FINOP | 6665904 |
Red Flags
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Company Information
CHICKASAW SECURITIES, LLC
CRD#: 128711Memphis, TN 38119TRUST BUT VERIFY
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