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Robert Earl Edwards

CRD# 1332161·Registered 1985 - 2015
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert Earl Edwards was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1985 - 2015. Robert had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

41 years in the financial services industry

Current & Past Employments

U.S. BROKERAGE, INC.·CRD# 39307
BD
Sarasota, FL
January 8, 2003 - December 15, 2015
JESUP & LAMONT SECURITIES CORP·CRD# 39056
BD
New York, NY
April 18, 2002 - December 17, 2002
KC MAY SECURITIES CORP.·CRD# 17833
BD
New York, NY
January 5, 1999 - May 30, 2002
KASHNER DAVIDSON SECURITIES CORPORATION·CRD# 5319
BD
Sarasota, FL
May 14, 1996 - May 1, 1998
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
September 20, 1991 - April 15, 1996
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
November 15, 1989 - September 20, 1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
October 30, 1989 - December 4, 1989
KIDDER, PEABODY & CO. INCORPORATED·CRD# 7613
BD
New York, NY
February 18, 1987 - November 9, 1989
WACHOVIA SECURITIES, INC.·CRD# 431
BD
April 15, 1985 - February 27, 1987
CIBC WOOD GUNDY SECURITIES CORP.·CRD# 3801
BD
March 25, 1985 - April 24, 1985

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Current Firm

UB
U.S. BROKERAGE, INC.

U.S. BROKERAGE, INC. | U.S. DISCOUNT BROKERAGE, INC.

CRD#: 39307 / SEC#: 8-48635
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

Contact Information

Main Address

6250 Shiloh Rd, Ste 30 Room 4, Alpharetta, GA 30005

Mailing Address

6250 Shiloh Rd, Ste 30 Room 4, Alpharetta, GA 30005

Phone Number

(404) 840-2549

Established

Ohio since 08/28/1995

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (29 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
RANDMEMBER—
KLIMER, NORBERT CHRISTOPHERINVESTOR2803328
MASTERS, KEVIN CRAWFORDFINOP/PFO/POO, CEO, CHIEF COMPLIANCE OFFICER2730013

Disclosures

Regulatory Event

2

Arbitration

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 1993About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1985About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Dec 2015About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Jul 1987About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Mar 1985About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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