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JR

John Cleveland Reed

CRD# 1332103·Registered 1985 - 2008
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Cleveland Reed was a registered financial advisor. John was a previously registered financial advisor and started their career in finance 1985 - 2008. John had worked at 8 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 24 and Series 26 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

41 years in the financial services industry

Current & Past Employments

J.C. REED ADVISORY GROUP, LLC·CRD# 137761
RIA
Franklin, TN
March 26, 2008 - September 2, 2008
J.C. REED ADVISORY GROUP, LLC·CRD# 137761
RIA
Franklin, TN
January 25, 2006 - December 31, 2007
SECURITIES AMERICA, INC.·CRD# 10205
BD
Lavista, NE
October 8, 1993 - August 27, 1994
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
St. Louis, MO
June 9, 1993 - August 19, 1993
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
December 14, 1991 - May 26, 1993
A. G. EDWARDS & SONS, INC.·CRD# 4
BD
St. Louis, MO
June 1, 1990 - December 6, 1991
MIDWESTERN BROKERAGE SERVICES, INC.·CRD# 23550
BD
August 10, 1989 - May 23, 1990
JC REED & CO., SECURITIES, INC.·CRD# 19403
BD
May 5, 1987 - July 18, 1989
PFS INVESTMENTS INC.·CRD# 10111
BD
May 8, 1985 - January 6, 1987

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Current Firm

No current employment

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jan 2006About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1985About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Feb 1988About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Apr 1985About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Feb 1988About the Series 24 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Jan 1987About the Series 26 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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