Michael A. Devooght
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Allen Devooght, who also goes by Michael Devooght, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1985. Michael had worked at 3 firms and has passed the Series 63, Series 5, Series 15, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 5, 1998 - April 8, 2014
GILL CAPITAL PARTNERS, LLC
June 27, 1996 - July 10, 1998
CASCADE INVESTMENT GROUP, INC.
February 21, 1985 - June 21, 1996
CITIGROUP GLOBAL MARKETS INC.
Primary Firm SEC Registration
GILL CAPITAL PARTNERS, LLC
CRD#: 14559 / SEC#: 801-67301, 8-30563
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 9/21/1988
Interest Rate Options ExaminationSeries 15
Date: 1/22/1986
Foreign Currency Options ExaminationCurrent Firm
GILL CAPITAL PARTNERS, LLC
CRD#: 14559 / SEC#: 801-67301, 8-30563
Contact information
SEC notice filing (11 States and Territories)
FINRA licenses (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,594 |
| AUM (Assets Under Management) | $ 790,007,641 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
