Paul A. Strebel

NEW HORIZON FINANCIAL STRATEGIES

Ithaca, NY 14850

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CRD#: 1331833

Professional summary

Paul Alexander Strebel, CFP® is a registered financial advisor currently at NEW HORIZON FINANCIAL STRATEGIES, LLC located in Ithaca, New York.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Paul has worked at 8 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.Name: Ultimate Results Address: 944 Dryden Road, Ithaca, NY 14850 Nature of Business: Business Coaching Position: Partner Start of Relationship: 2004 Hours per month: 1 hour Hours during Securities Hours: 1 hour per month Duties: Coach 2.Name: Mipalee LLC Address: 944 Dryden Road, Ithaca, NY 14850 Nature of Business: Memorial Jewelry Position: Owner Start of Relationship: 2010 Hours per month: 1 hour Hours during Securities Hours: None Duties: CFO

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Alexander Strebel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1986

Experience

Current

April 14, 2021 - Present

NEW HORIZON FINANCIAL STRATEGIES, LLC

Office #1: 944 Dryden Road, Ithaca, NY 14850

RIA

CRD#: 125729

Ithaca, NY

Past

March 31, 1998 - March 9, 1999

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

KNOXVILLE, TN

Past

February 3, 1997 - April 1, 1998

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

January 11, 1993 - February 3, 1997

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

December 11, 1987 - January 13, 1993

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

DALLAS, TX

Past

September 26, 1985 - July 23, 1986

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

Past

July 29, 1985 - July 25, 1986

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

Past

January 23, 1985 - August 6, 1985

GLOBAL CAPITAL SECURITIES, INC.

CRD#: 13358

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NEW HORIZON FINANCIAL STRATEGIES, LLC

NEW HORIZON FINANCIAL STRATEGIES | NEW HORIZON FINANCIAL STRATEGIES, LLC

CRD#: 125729 / SEC#: 801-118348

RIA

Registered Investment Advisory firm - (4/1/2020 Approved)

New York

Registered Investment Advisory firm - (4/13/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(4/14/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/23/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/19/1985

General Securities Representative Examination

Current Firm

NEW HORIZON FINANCIAL STRATEGIES, LLC

NEW HORIZON FINANCIAL STRATEGIES | NEW HORIZON FINANCIAL STRATEGIES, LLC

CRD#: 125729 / SEC#: 801-118348

RIA

Registered Investment Advisory firm - (4/1/2020 Approved)

New York

Registered Investment Advisory firm - (4/13/2020 Terminated)

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Contact information

Main Address

944 Dryden Road, Ithaca, NY 14850

Mailing Address

Phone number

(607) 275-1275

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 (2/28/2025)

Regulatory assets under management

Total Number of Accounts	975
AUM (Assets Under Management)	$ 183,828,471

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Paul A. Strebel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Alexander Strebel's CRS (Customer Relationship Summary).

Certified licenses

Experience

SECURITIES SERVICE NETWORK, LLC

FSC SECURITIES CORPORATION

MML INVESTORS SERVICES, LLC

AVANTAX INVESTMENT SERVICES, INC.

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

ROBERT W. BAIRD & CO. INCORPORATED

GLOBAL CAPITAL SECURITIES, INC.

Primary Firm SEC Registration

NEW HORIZON FINANCIAL STRATEGIES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/23/1985

Series 7

Date: 1/19/1985

Current Firm

NEW HORIZON FINANCIAL STRATEGIES, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NEW HORIZON FINANCIAL STRATEGIES, LLC

TRUST BUT VERIFY

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