Jacqueline L. Ewing
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jacqueline Lemoyne Ewing was a registered financial professional .
Jacqueline is a previously registered financial professional and started their career in finance in 1993. Jacqueline had worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 28, 2013 - January 2, 2025
COREBRIDGE CAPITAL SERVICES, INC.
July 7, 2008 - June 28, 2013
AMERICAN GENERAL DISTRIBUTORS, INC.
June 20, 2000 - July 10, 2008
VALIC FINANCIAL ADVISORS, INC.
October 7, 1999 - May 2, 2000
FROST BROKERAGE SERVICES, INC.
December 22, 1998 - July 19, 1999
METROPOLITAN LIFE INSURANCE COMPANY
December 22, 1998 - July 19, 1999
MSI FINANCIAL SERVICES, INC.
September 30, 1998 - January 6, 1999
METLIFE INVESTORS DISTRIBUTION COMPANY
September 14, 1993 - April 10, 1998
CAPITAL BROKERAGE CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COREBRIDGE CAPITAL SERVICES, INC.
CRD#: 13158 / SEC#: , 8-28733
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
