Stephen R. Brinkman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen R Brinkman, who also goes by Stephen Robert Brinkman, Steve Brinkman, was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1992. Stephen had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 6, 2016 - September 25, 2017
MARATHON CAPITAL MARKETS, LLC
February 4, 2014 - February 1, 2016
PODESTA & CO.
February 4, 2014 - February 1, 2016
PODESTA & CO.
October 23, 2012 - October 3, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 10, 2012 - March 14, 2013
ENTREX CAPITAL MARKET, LLC
September 25, 2012 - October 3, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 4, 2001 - April 4, 2011
MESIROW FINANCIAL, INC.
October 3, 2000 - May 4, 2001
LASALLE FINANCIAL SERVICES, INC.
December 22, 1998 - November 16, 2000
ABN AMRO INCORPORATED
August 7, 1994 - August 15, 1997
MESIROW FINANCIAL, INC.
March 30, 1993 - April 26, 1995
HUDSON KNIGHT SECURITIES, INC.
October 29, 1992 - April 2, 1993
MESIROW FINANCIAL, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MARATHON CAPITAL MARKETS, LLC
CRD#: 103767 / SEC#: , 8-52256
Contact information
FINRA licenses (35 States and Territories)
Documents
Red Flags
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