John R. Mousseau

CUMBERLAND ADVISORS

SARASOTA, FL 34236

Some features on this profile are disabled

CRD#: 1331715

Professional summary

John Robert Mousseau is a registered financial advisor currently at CUMBERLAND ADVISORS located in Sarasota, Florida.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. John has worked at 6 firms and has passed the Series 65, Series 63, Series 50, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CUMBERLAND ADVISORS, INC. - INVESTMENT ADVISOR.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Robert Mousseau's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 30, 2000 - Present

CUMBERLAND ADVISORS

Office #1: One Sarasota Tower 2 N Tamiami Tr, Sarasota, FL 34236

RIA

CRD#: 107964

SARASOTA, FL

Past

July 10, 2003 - November 30, 2005

CUMBERLAND BROKERAGE CORPORATION

CRD#: 13409

ARDMORE, PA

Past

June 21, 2002 - June 23, 2003

RYAN BECK & CO.

RIA

CRD#: 3248

VINELAND, NJ

Past

October 9, 2000 - June 23, 2003

RYAN BECK & CO.

CRD#: 3248

FLORHAM PARK, NJ

Past

August 4, 1993 - July 6, 2000

LORD ABBETT DISTRIBUTOR LLC

CRD#: 530

JERSEY CITY, NJ

Past

May 14, 1988 - June 29, 1993

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

January 23, 1985 - May 14, 1988

E. F. HUTTON & COMPANY INC

CRD#: 235

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CUMBERLAND ADVISORS

CUMBERLAND ADVISORS | CUMBERLAND CONSULTING | CUMBERLAND ADVISORS INC

CRD#: 107964 / SEC#: 801-55344

RIA

Registered Investment Advisory firm - (2/27/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(1/10/2001)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/21/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/12/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 50

Date: 2/6/2016

Municipal Advisor Representative Qualification Exam

General Industry/Product Exam

Series 3

Date: 7/10/1985

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 1/19/1985

General Securities Representative Examination

Current Firm

CUMBERLAND ADVISORS

CUMBERLAND ADVISORS | CUMBERLAND CONSULTING | CUMBERLAND ADVISORS INC

CRD#: 107964 / SEC#: 801-55344

RIA

Registered Investment Advisory firm - (2/27/1998 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1 South School Avenue Suite 900, Sarasota, FL 34237

Mailing Address

Phone number

(800) 257-7013

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (47 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2B (3/4/2025)

ADV PART 2A (3/4/2025)

Regulatory assets under management

Total Number of Accounts	2,550
AUM (Assets Under Management)	$ 3,348,228,828

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Lea Smith Johnson

OSAIC WEALTH, INC.

IAR

Bradenton, FL

Adam Ausloos

ADVICEWORKS WEALTH ADVISORS

IAR

SARASOTA, FL

John Darby

GRAHAM CAPITAL WEALTH MANAGEMENT, LLC

IAR

SARASOTA, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

John R. Mousseau

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Robert Mousseau's CRS (Customer Relationship Summary).

Certified licenses

Experience

CUMBERLAND BROKERAGE CORPORATION

RYAN BECK & CO.

RYAN BECK & CO.

LORD ABBETT DISTRIBUTOR LLC

LEHMAN BROTHERS INC.

E. F. HUTTON & COMPANY INC

Primary Firm SEC Registration

CUMBERLAND ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 4/21/1994

Series 63

Date: 3/12/1985

Series 50

Date: 2/6/2016

Series 3

Date: 7/10/1985

Series 7

Date: 1/19/1985

Current Firm

CUMBERLAND ADVISORS

Contact information

SEC notice filing (47 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CUMBERLAND ADVISORS

TRUST BUT VERIFY

Similar Advisors