Joseph W. Harch
Professional summary
Joseph William Harch, who also goes by Joseph W Harch, is a registered financial professional currently at HWJ CAPITAL PARTNERS II, LLC located in Boca Raton, Florida.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 1988. Joseph has worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 2, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph William Harch's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 4, 2005 - Present
HWJ CAPITAL PARTNERS II, LLC
Office #1: 7400 North Federal Highway Suite A5, Boca Raton, FL 33487Office #2: 7400 North Federal Highway Suite A5, Boca Raton, FL 33487April 17, 1998 - February 4, 1999
HWJ CAPITAL PARTNERS, L.P.
January 28, 1993 - May 18, 2007
HARCH CAPITAL MANAGEMENT INC.
June 6, 1991 - September 25, 1991
PERSHING LLC
October 19, 1988 - March 3, 1990
DREXEL BURNHAM LAMBERT INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/7/2005)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 11/15/2004
Limited Representative-Equity Trader ExamSeries 2
Date: 11/18/1992
Non-Member General Securities ExaminationFINRA
Current Firm
HWJ CAPITAL PARTNERS II, LLC
CRD#: 132135 / SEC#: , 8-66560
Contact information
FINRA licenses (2 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HARCH, JOSEPH WILLIAM | MANAGING MEMBER, CCO, CFO | 1331665 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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