Pamela D. More

SIX SIGMA WEALTH ADVISORS

Scottsdale, AZ 85260

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CRD#: 1331617

Professional summary

Pamela Diane More, who also goes by Pamela D Bucher, Pamela More Bucher, Pamela Diane Dawson, Pamela Diane Grimmer, Pamela Diane Moe More, is a registered financial advisor currently at SIX SIGMA WEALTH ADVISORS, LLC located in Scottsdale, Arizona.

Pamela is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Pamela has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Pamela D Bucher | Pamela More Bucher | Pamela Diane Dawson | Pamela Diane Grimmer | Pamela Diane Moe More

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PEANUT'S PLACE/DOG SITTING;WALKING--OWNER 0% TIME SPENT DECISION DYNAMICS - HEALTH INSURANCE SALES - AGENT - START DATE: 06/2011 - LOCATED AT 9375 E Shea Blvd Suite 100, SCOTTSDALE, AZ 85260 - 1% TIME SPENT

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Pamela Diane More's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 26, 2017 - Present

SIX SIGMA WEALTH ADVISORS, LLC

Office #1: 9375 East Shea Blvd. Suite 100, Scottsdale, AZ 85260

RIA

CRD#: 290674

Scottsdale, AZ

Past

January 12, 2017 - January 17, 2018

MODERN CAPITAL ADVISORS, LLC

RIA

CRD#: 131117

Bethesda, MD

Past

January 3, 2017 - December 21, 2017

LIBERTY PARTNERS FINANCIAL SERVICES, LLC

CRD#: 130390

RALEIGH, NC

Past

August 3, 2011 - January 9, 2017

VERUS CAPITAL PARTNERS, LLC

RIA

CRD#: 151568

BETHESDA, MD

Past

August 1, 2011 - December 31, 2016

SECURITIES AMERICA, INC.

CRD#: 10205

SCOTTSDALE, AZ

Past

October 1, 2010 - December 12, 2011

RESEARCH FINANCIAL STRATEGIES

RIA

CRD#: 153247

ROCKVILLE, MD

Past

November 2, 1997 - April 28, 2011

LPL FINANCIAL LLC

RIA

CRD#: 6413

ROCKVILLE, MD

Past

September 7, 1995 - August 11, 2011

LPL FINANCIAL LLC

CRD#: 6413

ROCKVILLE, MD

Past

September 30, 1992 - August 31, 1995

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

May 16, 1988 - September 30, 1992

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

November 3, 1987 - May 21, 1988

LEGG MASON WOOD WALKER, INCORPORATED

CRD#: 6555

Past

October 30, 1987 - November 4, 1987

LEGG MASON MASTEN INC.

CRD#: 2

Past

January 23, 1985 - May 21, 1988

LEGG MASON WOOD WALKER, INCORPORATED

CRD#: 6555

BALTIMORE, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(12/26/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/4/1993

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/29/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/21/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 8/9/2003

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 1/19/1985

General Securities Representative Examination

Current Firm

SIX SIGMA WEALTH ADVISORS, LLC

CRD#: 290674 / SEC#:

Arizona

Registered Investment Advisory firm - (12/26/2017 Approved)

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Contact information

Main Address

9375 East Shea Blvd. Suite 100, Scottsdale, AZ 85260

Mailing Address

Phone number

(480) 669-0069

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	33
AUM (Assets Under Management)	$ 5,800,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Pamela D. More

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Pamela Diane More's CRS (Customer Relationship Summary).

Certified licenses

Experience

MODERN CAPITAL ADVISORS, LLC

LIBERTY PARTNERS FINANCIAL SERVICES, LLC

VERUS CAPITAL PARTNERS, LLC

SECURITIES AMERICA, INC.

RESEARCH FINANCIAL STRATEGIES

LPL FINANCIAL LLC

LPL FINANCIAL LLC

UBS FINANCIAL SERVICES INC.

CITIGROUP GLOBAL MARKETS INC.

LEGG MASON WOOD WALKER, INCORPORATED

LEGG MASON MASTEN INC.

LEGG MASON WOOD WALKER, INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 2/4/1993

Series 63

Date: 1/29/1985

SIE

Date: 12/21/2017

Series 31

Date: 8/9/2003

Series 7

Date: 1/19/1985

Current Firm

SIX SIGMA WEALTH ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SIX SIGMA WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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