Kellie L. Mckinzie
Professional summary
Kellie Lea Mckinzie was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Kellie is a previously registered financial professional and started their career in finance in 1985. Prior to being barred, Kellie had worked at 15 firms, which includes FIRST FEDERAL SECURITIES LLC, INTERFIRST CAPITAL CORPORATION, SAN CLEMENTE SECURITIES INC., WAMU INVESTMENTS INC., FISERV INVESTOR SERVICES INC., DETWILER FENTON WEALTH MANAGEMENT INC, WOODBURY FINANCIAL SERVICES INC., KEY INVESTMENTS INC., MONY SECURITIES CORPORATION, INTEGRATED RESOURCES INVESTMENT CENTERS INC., INVEST FINANCIAL CORPORATION, MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED, THE STUART-JAMES COMPANY INCORPORATED, J. W. GANT & ASSOCIATES INC., INTEGRATED RESOURCES EQUITY CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 19, 2001 - November 6, 2001
FIRST FEDERAL SECURITIES, LLC
April 10, 2000 - April 27, 2000
INTERFIRST CAPITAL CORPORATION
October 21, 1999 - April 10, 2000
SAN CLEMENTE SECURITIES, INC.
October 5, 1998 - August 29, 1999
WAMU INVESTMENTS, INC.
January 30, 1998 - October 1, 1998
FISERV INVESTOR SERVICES, INC.
June 10, 1996 - February 27, 1998
DETWILER FENTON WEALTH MANAGEMENT INC
May 11, 1993 - August 25, 1994
WOODBURY FINANCIAL SERVICES, INC.
June 26, 1990 - May 6, 1991
KEY INVESTMENTS INC.
December 1, 1989 - June 29, 1990
MONY SECURITIES CORPORATION
June 22, 1989 - December 5, 1989
INTEGRATED RESOURCES INVESTMENT CENTERS, INC.
June 7, 1988 - June 26, 1989
INVEST FINANCIAL CORPORATION
October 16, 1986 - May 26, 1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 22, 1985 - August 22, 1986
THE STUART-JAMES COMPANY, INCORPORATED
July 3, 1985 - October 25, 1985
J. W. GANT & ASSOCIATES, INC.
March 26, 1985 - July 17, 1985
INTEGRATED RESOURCES EQUITY CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
FIRST FEDERAL SECURITIES, LLC
CRD#: 104388 / SEC#: , 8-52851
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
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