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Charles Sheldon Lichter

CRD# 1331488·Registered 1985 - 2001
Previously Registered: Being a previously registered professional could mean that Charles is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Charles Sheldon Lichter, who also goes by Chuck Lichter, was a registered financial advisor. Charles was a previously registered financial professional and started their career in finance 1985 - 2001. Charles had worked at 10 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Chuck Lichter

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

41 years in the financial services industry

Current & Past Employments

CAMDEN SECURITIES, INC.·CRD# 18305
BD
Los Angeles, CA
November 1, 2000 - September 28, 2001
SAN CLEMENTE SECURITIES, INC.·CRD# 21895
BD
San Clemente, CA
September 15, 1997 - November 11, 1998
W.J. GALLAGHER & COMPANY, INC.·CRD# 11097
BD
Pasadena, CA
December 22, 1995 - July 23, 1997
SPECTRUM SECURITIES, INC.·CRD# 29305
BD
Aroura Hills, CA
August 8, 1995 - January 1, 1996
W.J. GALLAGHER & COMPANY, INC.·CRD# 11097
BD
Pasadena, CA
April 5, 1995 - July 7, 1995
WILLIAM LAWRENCE SECURITIES, INC.·CRD# 28569
BD
January 5, 1993 - March 30, 1995
BROKERS INVESTMENT CORPORATION·CRD# 16607
BD
Canoga Park, CA
July 3, 1991 - December 31, 1992
CAMELOT INVESTMENT CORP.·CRD# 21925
BD
November 16, 1990 - June 17, 1991
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
September 2, 1987 - September 20, 1990
MORGAN, OLMSTEAD, KENNEDY & GARDNER INCORPORATED·CRD# 595
BD
May 9, 1985 - September 9, 1987
CAL STATE SECURITIES CORP.·CRD# 13781
BD
March 19, 1985 - April 29, 1985

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Current Firm

CS
CAMDEN SECURITIES, INC.

CAMDEN SECURITIES, INC. | PENSION SECURITIES CORP. | PENSION INVESTORS SECURITIES CORPORATION | HAMPTON SECURITIES, INC.

CRD#: 18305 / SEC#: 8-36436
BD
Terminated by SEC on 11/29/2003

Contact Information

Established

Florida since 07/11/1986

Firm Type

Corporation

Fiscal Year End

March

Documents

Direct owners and executive officers

NamePositionCRD#
ANTHONY, PATRICK ALEXANDERCEO AND FINANCIAL OFFICER2080102
ARNOLD, MICHAEL JAMESSENIOR VICE PRESIDENT2704969
BECK, KAREN FULLERDIRECTOR, SROP2360589
SEELIG, WILLIAM SLOANPASSIVE INVESTOR4652150

Disclosures

Regulatory Event

5

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1985About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Mar 1985About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Dec 1990About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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