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CL

Charles S. Lichter

Some features on this profile are disabled
CRD#: 1331488
CL

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Charles Sheldon Lichter, who also goes by Chuck Lichter, was a registered financial professional .

Charles is a previously registered financial professional and started their career in finance in 1985. Charles had worked at 10 firms and has passed the Series 63, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Chuck Lichter

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

November 1, 2000 - September 28, 2001

CAMDEN SECURITIES, INC.

BD
CRD#: 18305
LOS ANGELES, CA
Past

September 15, 1997 - November 11, 1998

SAN CLEMENTE SECURITIES, INC.

BD
CRD#: 21895
SAN CLEMENTE, CA
Past

December 22, 1995 - July 23, 1997

W.J. GALLAGHER & COMPANY, INC.

BD
CRD#: 11097
PASADENA, CA
Past

August 8, 1995 - January 1, 1996

SPECTRUM SECURITIES, INC.

BD
CRD#: 29305
AROURA HILLS, CA
Past

April 5, 1995 - July 7, 1995

W.J. GALLAGHER & COMPANY, INC.

BD
CRD#: 11097
PASADENA, CA
Past

January 5, 1993 - March 30, 1995

WILLIAM LAWRENCE SECURITIES, INC.

BD
CRD#: 28569
Past

July 3, 1991 - December 31, 1992

BROKERS INVESTMENT CORPORATION

BD
CRD#: 16607
CANOGA PARK, CA
Past

November 16, 1990 - June 17, 1991

CAMELOT INVESTMENT CORP.

BD
CRD#: 21925
Past

September 2, 1987 - September 20, 1990

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY
Past

May 9, 1985 - September 9, 1987

MORGAN, OLMSTEAD, KENNEDY & GARDNER INCORPORATED

BD
CRD#: 595
Past

March 19, 1985 - April 29, 1985

CAL STATE SECURITIES CORP.

BD
CRD#: 13781

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 7/22/1985
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 3/16/1985
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/3/1990
General Securities Principal Examination

Current Firm

CS
CAMDEN SECURITIES, INC.
CAMDEN SECURITIES, INC. | PENSION SECURITIES CORP. | PENSION INVESTORS SECURITIES CORPORATION | HAMPTON SECURITIES, INC.

CRD#: 18305 / SEC#: , 8-36436

BD
Terminated by SEC on 11/29/2003
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Contact information

Main Address
Mailing Address
Phone number
Established
Florida since 07/11/1986
Firm type
Corporation
Fiscal year end
March
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
ANTHONY, PATRICK ALEXANDERCEO AND FINANCIAL OFFICER2080102
ARNOLD, MICHAEL JAMESSENIOR VICE PRESIDENT2704969
BECK, KAREN FULLERDIRECTOR, SROP2360589
SEELIG, WILLIAM SLOANPASSIVE INVESTOR4652150

Disclosures

Regulatory Event5

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CAMDEN SECURITIES, INC.

CRD#: 18305

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