Sterling S. Gary

M STEVENS WEALTH ADVISORS

LAS VEGAS, NV 89169

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CRD#: 1331275

Professional summary

Sterling Scot Gary, who also goes by Scot Gary, Sterlin Scot Gary, Sterling Gary, is a registered financial advisor currently at M STEVENS WEALTH ADVISORS, LLC located in Las Vegas, Nevada and M STEVENS SECURITIES, LLC located in Las Vegas, Nevada.

Sterling is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Sterling has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Scot Gary | Sterlin Scot Gary | Sterling Gary

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

M Stevens Insurance. 09/18/2018. Financial Advisor. Irvine, CA. 8 hours per month. Commissions + Trails. 4 hours per month during trading hours. Securities related. Policy reviews of prospects as well as current clients. Amazon distribution center, 20-30 hours per week. not investment related, not during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sterling Scot Gary's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 3, 2019 - Present

M STEVENS WEALTH ADVISORS, LLC

Office #1: 3753 Howard Hughes Parkway Suite 200, Las Vegas, NV 89169

RIA

CRD#: 291482

LAS VEGAS, NV

Current

June 7, 2023 - Present

M STEVENS SECURITIES, LLC

Office #1: 3753 Howard Hughes Parkway Suite 200, Las Vegas, NV 89169

CRD#: 296750

LAS VEGAS, NV

Past

September 20, 2018 - February 1, 2023

KINGSWOOD CAPITAL PARTNERS, LLC

CRD#: 288898

Irvine, CA

Past

January 6, 2011 - September 27, 2018

WADDELL & REED

RIA

CRD#: 866

SHERMAN OAKS, CA

Past

January 6, 2011 - September 27, 2018

WADDELL & REED

CRD#: 866

SHERMAN OAKS, CA

Past

May 9, 2006 - January 6, 2011

EDWARD JONES

RIA

CRD#: 250

ANAHEIM, CA

Past

December 7, 2004 - January 6, 2011

EDWARD JONES

CRD#: 250

ANAHEIM, CA

Past

April 2, 2004 - June 23, 2004

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

April 2, 2004 - June 23, 2004

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

California
(1/3/2019)

California
(6/7/2023)

IAR

Oregon
(1/3/2024)

IAR

Texas
(9/3/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/29/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/1/2004

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

M STEVENS WEALTH ADVISORS, LLC

AMERICAN ASSET ADVISORY, LLC | M STEVENS WEALTH ADVISORS, LLC

CRD#: 291482 / SEC#:

Arizona

Registered Investment Advisory firm - (5/1/2020 Approved)

California

Registered Investment Advisory firm - (3/28/2018 Approved)

Nevada

Registered Investment Advisory firm - (2/1/2022 Approved)

North Dakota

Registered Investment Advisory firm - (11/5/2020 Approved)

Oregon

Registered Investment Advisory firm - (7/24/2020 Approved)

Texas

Registered Investment Advisory firm - (8/31/2020 Approved)

Washington

Registered Investment Advisory firm - (4/16/2019 Approved)

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Contact information

Main Address

3753 Howard Hughes Parkway Suite 200, Las Vegas, NV 89169

Mailing Address

Phone number

(702) 716-1000

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	91
AUM (Assets Under Management)	$ 7,282,831

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Sterling S. Gary

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sterling Scot Gary's CRS (Customer Relationship Summary).

Certified licenses

Experience

M STEVENS SECURITIES, LLC

KINGSWOOD CAPITAL PARTNERS, LLC

WADDELL & REED

WADDELL & REED

EDWARD JONES

EDWARD JONES

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/29/2004

SIE

Date: 10/1/2018

Series 7

Date: 4/1/2004

FINRA

Current Firm

M STEVENS WEALTH ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

M STEVENS WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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