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Matthew Gerard Bennett

CRD# 1331251·Registered 1985 - 2025
Previously Registered: Being a previously registered professional could mean that Matthew is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Matthew Gerard Bennett, who also goes by Matt Bennett, Matthew G Bennett, was a registered financial advisor. Matthew was a previously registered financial professional and started their career in finance 1985 - 2025. Matthew had worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 53 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Matt Bennett, Matthew G Bennett

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

41 years registered in the securities industry

Current & Past Employments

Past

STOEVER, GLASS & COMPANY INC.Past·CRD# 7031
BD
New York, NY
December 27, 2016 - January 17, 2025
NATIONAL SECURITIES CORPORATIONPast·CRD# 7569
BD
New York, NY
December 18, 2013 - December 22, 2016
FURTHER LANE SECURITIES, L.P.Past·CRD# 38162
BD
New York, NY
February 21, 2002 - January 6, 2014
IMPERIAL CAPITAL, LLCPast·CRD# 43744
BD
Los Angeles, CA
October 14, 1998 - January 2, 2002
LADENBURG THALMANN & CO. INC.Past·CRD# 505
BD
New York, NY
July 11, 1997 - October 9, 1998
M. J. WHITMAN, INC.Past·CRD# 27870
BD
New York, NY
May 31, 1991 - August 6, 1997
M J WHITMAN & CO., INCPast·CRD# 6762
BD
April 25, 1991 - August 26, 1991
PRUDENTIAL EQUITY GROUP, LLCPast·CRD# 7471
BD
New York, NY
September 24, 1985 - April 1, 1991

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Current Firm

SG
STOEVER, GLASS & COMPANY INC.

STOEVER, GLASS & COMPANY INC. | STOEVER,GLASS & COMPANY INC.

CRD#: 7031 / SEC#: 8-19273
BD
Terminated by SEC on 07/30/2025

Contact Information

Established

New York since 05/05/1964

Firm Type

Corporation

Fiscal Year End

May

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
STOEVER GLASS HOLDING COMPANY, INC.OWNER—
CARRIGG, MICHAEL FRANCISCEO1061325
CARRIGG, MICHAEL FRANCISPRINCIPAL FINANCIAL OFFICER1061325
MORGAN, JOHN BLACKCCO339962

Disclosures

Regulatory Event

17

Arbitration

3

Financial

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1985About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 1985About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed Jan 1995About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Oct 1994About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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