Matthew G. Bennett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Gerard Bennett, who also goes by Matt Bennett, Matthew G Bennett, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 1985. Matthew had worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 27, 2016 - January 17, 2025
STOEVER, GLASS & COMPANY INC.
December 18, 2013 - December 22, 2016
NATIONAL SECURITIES CORPORATION
February 21, 2002 - January 6, 2014
FURTHER LANE SECURITIES, L.P.
October 14, 1998 - January 2, 2002
IMPERIAL CAPITAL, LLC
July 11, 1997 - October 9, 1998
LADENBURG THALMANN & CO. INC.
May 31, 1991 - August 6, 1997
M. J. WHITMAN, INC.
April 25, 1991 - August 26, 1991
M J WHITMAN & CO., INC
September 24, 1985 - April 1, 1991
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STOEVER, GLASS & COMPANY INC.
CRD#: 7031 / SEC#: , 8-19273
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
| Financial | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
