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Brian T. O'day

IRC SECURITIES LLC
New York, NY 10170
Some features on this profile are disabled
CRD#: 1331173
BO

Professional summary

Brian Thomas O'day, who also goes by Brian Thomas Oday, is a registered financial professional currently at IRC SECURITIES LLC located in New York, New York.

Brian is registered as a RR (Registered Representative) and started their career in finance in 1985. Brian has worked at 8 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 87, Series 55, Series 7, Series 14 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Brian Thomas Oday

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brian Thomas O'day's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 1, 2009 - Present

IRC SECURITIES LLC

Office #1: 420 Lexington Avenue Suite 300, New York, NY 10170Office #2: 420 Lexington Avenue Suite 300, New York, NY 10170
BD
CRD#: 150022
New York, NY
Past

October 8, 2008 - July 15, 2009

IRC SECURITIES

BD
CRD#: 16049
NEW YORK, NY
Past

June 12, 2008 - February 5, 2009

LIGHTHOUSE FINANCIAL GROUP, LLC

BD
CRD#: 103734
NEW YORK, NY
Past

October 12, 2005 - June 6, 2008

PULSE TRADING, INC.

BD
CRD#: 104022
NEW YORK, NY
Past

November 25, 2003 - December 21, 2005

EXGEN SECURITIES LLC

BD
CRD#: 127472
NEW YORK, NY
Past

October 7, 2002 - November 25, 2003

IRC SECURITIES

BD
CRD#: 16049
NEW YORK, NY
Past

August 1, 2000 - October 19, 2001

INSTINET, LLC

BD
CRD#: 42886
NEW YORK, NY
Past

November 28, 1990 - August 1, 2000

REUTERS C CORPORATION

BD
CRD#: 14408
NEW YORK, NY
Past

July 19, 1985 - November 14, 1990

CAPIS

BD
CRD#: 7551
DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Colorado
(4/14/2014)
RR
District of Columbia
(7/15/2021)
RR
Florida
(4/14/2014)
RR
Georgia
(1/31/2014)
RR
Illinois
(4/14/2014)
RR
Maryland
(4/14/2014)
RR
New Jersey
(10/9/2009)
RR
New York
(7/16/2009)
RR
Ohio
(2/4/2022)
RR
Oregon
(4/30/2012)
RR
Texas
(3/29/2016)
RR
Virginia
(5/30/2014)

Exams

State Security Law Exam
RR
Series 63
Date: 10/8/1985
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 87
Date: 8/23/2006
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
Series 55
Date: 10/23/2003
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 8/17/1985
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/25/2003
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

IS
IRC SECURITIES LLC
INVESTMENT RESEARCH CONSORTIUM SECURITIES LLC | IRC SECURITIES LLC

CRD#: 150022 / SEC#: , 8-68208

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
420 Lexington Avenue Suite 300, New York, NY 10170
Mailing Address
420 Lexington Avenue Suite 300, New York, NY 10170
Phone number
(646) 355-0940
Established
Delaware since 06/30/2008
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (16 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
INVESTMENT RESEARCH CONSORTIUM100% OWNER
COOPER, NANCY JOANFINANCIAL OPERATIONS PRINCIPAL4029120
O'DAY, BRIAN THOMASCEO/PRESIDENT/CCO1331173

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

IRC SECURITIES LLC

CRD#: 150022New York, NY 10170

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