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PJ

Peter J. Johnson

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CRD#: 1331112
PJ

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Peter James Johnson, who also goes by Pete Johnson, was a registered financial professional .

Peter is a previously registered financial professional and started their career in finance in 1985. Peter had worked at 10 firms and has passed the Series 63, Series 65, Series 7, Series 3 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Pete Johnson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

May 3, 2013 - October 24, 2013

CORONADO INVESTMENTS, LLC

BD
CRD#: 111992
RANCHO SANTA FE, CA
Past

April 29, 2009 - December 31, 2010

FREEMAN INVESTMENT MANAGEMENT CO., LLC

RIA
CRD#: 149616
SAN DIEGO, CA
Past

June 5, 2008 - December 23, 2008

INVESTMENT SCIENCE CORPORATION

RIA
CRD#: 123763
SAN DIEGO, CA
Past

January 31, 2008 - October 15, 2008

EQUUS FINANCIAL CONSULTING LLC

BD
CRD#: 131449
NEW CANAAN, CT
Past

January 3, 1994 - February 27, 2006

NICHOLAS-APPLEGATE CAPITAL MANAGEMENT LLC

RIA
CRD#: 104606
SAN DIEGO, CA
Past

May 20, 1993 - February 27, 2006

NICHOLAS-APPLEGATE SECURITIES LLC

BD
CRD#: 31205
NORTHFIELD, IL
Past

July 27, 1989 - December 31, 1991

PACIFIC SELECT DISTRIBUTORS, LLC

BD
CRD#: 4452
NEWPORT BEACH, CA
Past

May 16, 1989 - July 7, 1989

FIDELITY DISTRIBUTORS COMPANY LLC

BD
CRD#: 17507
SMITHFIELD, RI
Past

December 23, 1987 - May 13, 1989

FIDELITY DISTRIBUTORS CORPORATION

BD
CRD#: 6848
SMITHFIELD, RI
Past

January 23, 1985 - September 10, 1987

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 5/22/2013
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 5/7/1993
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 7
Date: 5/2/2013
General Securities Representative Examination
General Industry/Product Exam
RR
Series 3
Date: 4/15/1994
National Commodity Futures Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/20/1993
General Securities Principal Examination

Current Firm

CI
CORONADO INVESTMENTS, LLC
CORONADO INVESTMENTS, LLC

CRD#: 111992 / SEC#: , 8-53215

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
17630 El Vuelo, Rancho Santa Fe, CA 92067
Mailing Address
Po Box 5005 - Pmb 147, Rancho Santa Fe, CA 92067
Phone number
(858) 342-3212
Established
Delaware since 11/09/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (13 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
LITTLE, MITCHELL STUART IIPRINCIPAL/FINOPS1701341
ROVELL, ARNE RENEPRINCIPAL/OWNER/CCO4741660

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CORONADO INVESTMENTS, LLC

CRD#: 111992

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