Bradley J. Leveque

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CRD#: 1331091

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Bradley John Leveque, CFP®, who also goes by Brad Leveque, was a registered financial professional .

Bradley is a previously registered financial professional and started their career in finance in 1984. Bradley had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Brad Leveque

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.)LEVEQUE FINANCIAL SERVICES, INC.; INVESTMENT RELATED: NO; ADDRESS: 11120 NE 2ND ST, SUITE 110, BELLEVUE WA 98004: POSITION: OWNER, PRODUCER NATURE: INSURANCE SALES NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 07/01/1988 2.) E.A. Buck Insurance DBA E.A. Buck Financial Services; YES INVESTMENT RELATED; 11120 NE 2ND ST, SUITE 110, BELLEVUE WA 98004; NATURE: FULL SERVICE FINANCIAL ADVISOR AND INSURANCE AGENT; START DATE 4/2022; APPROX 160 HRS/MONTH; APPROX 160 HRS/MONTH DURING TRADING; DUTIES: FINANCIAL ADVISOR, FULL SERVICE FINANCIAL PLANNING. SERVICE ADVISING, INSURANCE/ANUITY SALES AND PORTFOLIO MANAGEMENT. 3.) MADISON AVENUE SECURITIES, LLC; YES INVESTMENT RELATED; 13500 EVENING CREEK DR. N SUITE 555, SAN DIEGO, CA 92128; BROKER DEALER; REGISTERED REPRESENTATIVE; START DATE 4/2022; APPROX 160 HRS/MONTH; APPROX 160 HRS/MONTH DURING TRADING; SECURITIES SALES AND SERVICES. 4.) NAME: AEWM; INV RELATED: YES; ADDRESS: 2950 SOUTHWEST MCCLURE RD. TOPEKA, KS 66614; NATURE: REGISTERED INVESTMENT ADVISER ENGAGED IN ASSET MANAGEMENT SERVICES; POSITION: IAR; START DATE: 4/2022; HOURS/MONTH: 160; TRADING HOURS/MONTH: 160; DUTIES: INVESTMENT ADVISER REPRESENTATIVE.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Past

February 27, 2023 - January 7, 2025

BUCK WEALTH STRATEGIES, LLC

RIA

CRD#: 322138

BELLEVUE, WA

Past

April 19, 2022 - June 1, 2023

AE WEALTH MANAGEMENT, LLC

RIA

CRD#: 282580

Bellevue, WA

Past

April 19, 2022 - December 31, 2024

MADISON AVENUE SECURITIES, LLC

CRD#: 23224

Bellevue, WA

Past

November 6, 2020 - April 21, 2022

ARBOR POINT ADVISORS

RIA

CRD#: 165127

BELLEVUE, WA

Past

November 6, 2020 - April 21, 2022

SECURITIES AMERICA, INC.

CRD#: 10205

BELLEVUE, WA

Past

February 5, 2002 - November 6, 2020

KMS FINANCIAL SERVICES, INC.

RIA

CRD#: 3866

BELLEVUE, WA

Past

February 8, 1999 - November 6, 2020

KMS FINANCIAL SERVICES, INC.

CRD#: 3866

BELLEVUE, WA

Past

September 26, 1996 - February 8, 1999

PENTAD SECURITIES, INC.

CRD#: 15161

SUN CITY, AZ

Past

May 26, 1992 - September 23, 1996

PACIFIC HARBOR SECURITIES, INC.

CRD#: 8755

HIGHLAND, UT

Past

July 20, 1988 - April 14, 1992

PIM FINANCIAL SERVICES, INC.

CRD#: 10547

SAN MARCOS, CA

Past

November 5, 1986 - August 23, 1988

EMPOWER FINANCIAL SERVICES, INC.

CRD#: 13109

Past

December 20, 1984 - November 25, 1986

THE GREAT-WEST LIFE ASSURANCE COMPANY

CRD#: 5927

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BUCK WEALTH STRATEGIES, LLC

BUCK WEALTH STRATEGIES, LLC | JOHN INGRAHAM, LLC | E. A. BUCK FINANCIAL SERVICES

CRD#: 322138 / SEC#: 801-126075

RIA

Registered Investment Advisory firm - (7/12/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/25/1993

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/17/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/20/1984

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/8/1992

General Securities Principal Examination

Current Firm

BUCK WEALTH STRATEGIES, LLC

BUCK WEALTH STRATEGIES, LLC | JOHN INGRAHAM, LLC | E. A. BUCK FINANCIAL SERVICES

CRD#: 322138 / SEC#: 801-126075

RIA

Registered Investment Advisory firm - (7/12/2022 Approved)

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Contact information

Main Address

4600 S. Syracuse Street Suite 650, Denver, CO 80237

Mailing Address

Phone number

(888) 210-6567

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (28 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A BROCHURE (8/11/2025)

Regulatory assets under management

Total Number of Accounts	3,982
AUM (Assets Under Management)	$ 565,377,646

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/03/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Bradley J. Leveque

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

AE WEALTH MANAGEMENT, LLC

MADISON AVENUE SECURITIES, LLC

ARBOR POINT ADVISORS

SECURITIES AMERICA, INC.

KMS FINANCIAL SERVICES, INC.

KMS FINANCIAL SERVICES, INC.

PENTAD SECURITIES, INC.

PACIFIC HARBOR SECURITIES, INC.

PIM FINANCIAL SERVICES, INC.

EMPOWER FINANCIAL SERVICES, INC.

THE GREAT-WEST LIFE ASSURANCE COMPANY

Primary Firm SEC Registration

BUCK WEALTH STRATEGIES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/25/1993

Series 63

Date: 1/17/1985

SIE

Date: 10/1/2018

Series 7

Date: 10/20/1984

Series 24

Date: 1/8/1992

Current Firm

BUCK WEALTH STRATEGIES, LLC

Contact information

SEC notice filing (28 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BUCK WEALTH STRATEGIES, LLC

TRUST BUT VERIFY

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