Bradley J. Leveque
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bradley John Leveque, CFP®, who also goes by Brad Leveque, was a registered financial professional .
Bradley is a previously registered financial professional and started their career in finance in 1984. Bradley had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 27, 2023 - January 7, 2025
BUCK WEALTH STRATEGIES, LLC
April 19, 2022 - June 1, 2023
AE WEALTH MANAGEMENT, LLC
April 19, 2022 - December 31, 2024
MADISON AVENUE SECURITIES, LLC
November 6, 2020 - April 21, 2022
ARBOR POINT ADVISORS
November 6, 2020 - April 21, 2022
SECURITIES AMERICA, INC.
February 5, 2002 - November 6, 2020
KMS FINANCIAL SERVICES, INC.
February 8, 1999 - November 6, 2020
KMS FINANCIAL SERVICES, INC.
September 26, 1996 - February 8, 1999
PENTAD SECURITIES, INC.
May 26, 1992 - September 23, 1996
PACIFIC HARBOR SECURITIES, INC.
July 20, 1988 - April 14, 1992
PIM FINANCIAL SERVICES, INC.
November 5, 1986 - August 23, 1988
EMPOWER FINANCIAL SERVICES, INC.
December 20, 1984 - November 25, 1986
THE GREAT-WEST LIFE ASSURANCE COMPANY
Primary Firm SEC Registration
BUCK WEALTH STRATEGIES, LLC
CRD#: 322138 / SEC#: 801-126075
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BUCK WEALTH STRATEGIES, LLC
CRD#: 322138 / SEC#: 801-126075
Contact information
SEC notice filing (31 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,982 |
| AUM (Assets Under Management) | $ 565,377,646 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/14/2026 | ||
| 12/03/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
