John K. Dennee
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Kevin Dennee was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1985. John had worked at 8 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 23, 1993 - January 14, 1994
INVESTORS ASSOCIATES, INC.
May 4, 1993 - July 13, 1993
MATHEWS, HOLMQUIST & ASSOCIATES, INC.
April 24, 1992 - July 14, 1992
SCHNEIDER SECURITIES, INC.
March 16, 1990 - August 23, 1990
JOHNSON-BOWLES COMPANY INC
February 24, 1989 - July 15, 1989
GREAT LAKES EQUITIES CO.
March 3, 1987 - February 27, 1989
POWER SECURITIES CORPORATION
October 15, 1986 - October 5, 1987
GREAT LAKES EQUITIES CO.
November 7, 1985 - June 9, 1986
H.J. MEYERS & CO., INC.
January 23, 1985 - October 29, 1985
FIRST JERSEY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INVESTORS ASSOCIATES, INC.
CRD#: 958 / SEC#: , 8-15007
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
