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JD

John Kevin Dennee

CRD# 1331068·Registered 1985 - 1994
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Kevin Dennee was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1985 - 1994. John had worked at 8 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

41 years in the financial services industry

Current & Past Employments

INVESTORS ASSOCIATES, INC.·CRD# 958
BD
July 23, 1993 - January 14, 1994
MATHEWS, HOLMQUIST & ASSOCIATES, INC.·CRD# 22171
BD
May 4, 1993 - July 13, 1993
SCHNEIDER SECURITIES, INC.·CRD# 16434
BD
April 24, 1992 - July 14, 1992
JOHNSON-BOWLES COMPANY INC·CRD# 7578
BD
March 16, 1990 - August 23, 1990
GREAT LAKES EQUITIES CO.·CRD# 16175
BD
February 24, 1989 - July 15, 1989
POWER SECURITIES CORPORATION·CRD# 15527
BD
March 3, 1987 - February 27, 1989
GREAT LAKES EQUITIES CO.·CRD# 16175
BD
October 15, 1986 - October 5, 1987
H.J. MEYERS & CO., INC.·CRD# 15609
BD
November 7, 1985 - June 9, 1986
FIRST JERSEY SECURITIES, INC.·CRD# 6621
BD
January 23, 1985 - October 29, 1985

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Current Firm

IA
INVESTORS ASSOCIATES, INC.

INVESTORS ASSOCIATES, INC.

CRD#: 958 / SEC#: 8-15007
BD
Cancelled by SEC on 09/22/1998

Contact Information

Established

New Jersey since 06/16/1969

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1985About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jan 1985About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Dec 1988About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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