Ronald A. Sugameli
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Anthony Sugameli was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1985. Ronald had worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 22, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 19, 1993 - September 9, 2019
WASHINGTON TRUST ADVISORS
September 16, 1985 - September 9, 2019
WESTON SECURITIES CORPORATION
January 7, 1985 - August 2, 1985
COMMONWEALTH FINANCIAL NETWORK
Primary Firm SEC Registration
WASHINGTON TRUST ADVISORS
CRD#: 110407 / SEC#: 801-18403
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WASHINGTON TRUST ADVISORS
CRD#: 110407 / SEC#: 801-18403
Contact information
SEC notice filing (20 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,356 |
| AUM (Assets Under Management) | $ 1,999,516,447 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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