Dennis C. Kerins

DEALERWEB LLC

JERSEY CITY, NJ 07311

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CRD#: 1330828

Professional summary

Dennis Colin Kerins is a registered financial professional currently at DEALERWEB LLC located in Jersey City, New Jersey.

Dennis is registered as a RR (Registered Representative) and started their career in finance in 1985. Dennis has worked at 5 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

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Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 9, 2009 - Present

DEALERWEB LLC

Office #1: 185 Hudson Street Harborside 5, Suite 2200, Jersey City, NJ 07311

CRD#: 19662

JERSEY CITY, NJ

Past

July 28, 2004 - January 3, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

NEW YORK, NY

Past

February 5, 2001 - January 2, 2009

MERRILL LYNCH GOVERNMENT SECURITIES INC.

CRD#: 19693

NEW YORK, NY

Past

March 16, 1989 - January 3, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

November 19, 1985 - September 12, 1988

TD AMERITRADE, INC.

CRD#: 7870

OMAHA, NE

Past

January 23, 1985 - June 18, 1985

FIRST JERSEY SECURITIES, INC.

CRD#: 6621

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New Jersey
(3/9/2011)

New York
(6/9/2009)

Exams

State Security Law Exam

Series 63

Date: 2/15/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 6/17/1991

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 1/19/1985

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

DEALERWEB LLC

DEALERWEB INC. | HILLIARD FARBER & CO., INC. | DEALERWEB LLC

CRD#: 19662 / SEC#: , 8-38103

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

185 Hudson Street Harborside 5, Suite 2200, Jersey City, NJ 07311

Mailing Address

185 Hudson Street Harborside 5, Suite 2200, Jersey City, NJ 07311

Phone number

(212) 797-1980

Established

Delaware since 12/20/2024

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (4 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
TRADEWEB IDB MARKETS, INC.	OWNER
BRUNER, CHRISTIAN ADAM	BOARD MEMBER	5661505
CLACK, AMY	BOARD MEMBER	4882071
COTTER, RICHARD JOSEPH JR	PRINCIPAL FINANCIAL OFFICER	1611037
GALINDO, JORGE ALBERTO JR	PRINCIPAL OPERATIONS OFFICER	2501261
HUESTIS, TIMOTHY DANIEL	EXECUTIVE REPRESENTATIVE	4931620
MCKEON, ALFRED PETER	PRESIDENT	1666355
SERRAO, ASHLEY NEIL	BOARD MEMBER	5360541
SULLIVAN, MICHAEL FRANCIS	CHIEF COMPLIANCE OFFICER	3254037
WOOD, ELISABETH KIRBY	BOARD MEMBER	4929181

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Dennis C. Kerins

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Dennis Colin Kerins's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH GOVERNMENT SECURITIES INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

TD AMERITRADE, INC.

FIRST JERSEY SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/15/1985

SIE

Date: 10/1/2018

Series 3

Date: 6/17/1991

Series 7

Date: 1/19/1985

FINRA

Current Firm

DEALERWEB LLC

Contact information

FINRA licenses (4 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

DEALERWEB LLC

TRUST BUT VERIFY

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