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Bruce Francis Prevost

CRD# 1330823·Registered 1985 - 2003
Barred: Bruce Francis Prevost was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Bruce Francis Prevost, who also goes by Brace Fransic Prevost, was a registered financial advisor. Bruce was a previously registered financial advisor and started their career in finance 1985 - 2003. Bruce had worked at 8 firms and has passed the Series 63, Series 7, Series 27 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Brace Fransic Prevost

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

41 years in the financial services industry

Current & Past Employments

BEACH CAPITAL CORP.·CRD# 121983
RIA
Palm Beach Gardens, FL
September 18, 2002 - November 19, 2003
BEACH CAPITAL CORP.·CRD# 121983
RIA
Palm Beach Gardens, FL
September 10, 2002 - September 10, 2002
FINANCIAL SOLUTIONS INTERNATIONAL, LLC·CRD# 104149
RIA
Palm Beach Gardens, FL
February 25, 2002 - April 2, 2004
FINANCIAL SOLUTIONS INTERNATIONAL, LLC·CRD# 104149
BD
Palm Beach Gardens, FL
January 9, 2001 - May 10, 2004
OSAIC FS, INC.·CRD# 3870
BD
Fort Wayne, IN
April 30, 1991 - March 7, 2001
INTEGRATED RESOURCES EQUITY CORPORATION·CRD# 6403
BD
November 20, 1989 - December 8, 1989
OSAIC WEALTH, INC.·CRD# 23131
BD
Scottsdale, AZ
November 19, 1989 - May 2, 1991
INTEGRATED RESOURCES EQUITY CORPORATION·CRD# 6403
BD
March 21, 1989 - November 19, 1989
HANIFEN, IMHOFF SECURITIES CORP.·CRD# 10620
BD
January 6, 1989 - March 28, 1989
GRAYSTONE NASH, INC.·CRD# 10635
BD
March 5, 1986 - January 18, 1989
FIRST JERSEY SECURITIES, INC.·CRD# 6621
BD
January 23, 1985 - February 28, 1986

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Current Firm

No current employment

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1986About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jan 1985About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed Oct 2000About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Dec 1994About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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